Chief Justice RABNER delivered the opinion of the Court.
This case involves an attempt to recall a United States Senator under a state statute. A committee of voters seeking to recall U.S. Senator Robert Menendez submitted a notice of intention to New Jersey's Secretary of State. That act triggers the recall process outlined in the Uniform Recall Election Law (UREL), N.J.S.A. 19:27A-1 to -18, which implements article I, paragraph 2 of the State Constitution.
The Secretary of State, after consulting with the Attorney General, refused to accept the notice, asserting that state recall of a U.S. Senator would violate the Federal Constitution. The Appellate Division, out of a concern about ripeness and respect for the State Constitution, reversed the Secretary's administrative determination and ordered the Secretary to accept the notice for filing.
This case presents important procedural and substantive issues of constitutional dimension. Procedurally, the parties have raised an issue that cannot be sidestepped. They sharply disagree as to whether a U.S. Senator can be recalled under state law. Without a ruling on the legal dispute, the recall process cannot lawfully proceed. That requires us to examine the merits of the case. Although courts are to avoid constitutional issues when possible, in this case there is no other appropriate way to resolve the ongoing conflict.
The U.S. Supreme Court has outlined a framework for addressing similar constitutional questions. We follow its approach by examining the text of the Federal Constitution, relevant historical materials, and principles of our nation's democratic system in order to determine whether states can recall U.S. Senators. That analysis reveals that the Federal Constitution does not permit recall.
According to the historical debates at the Constitutional Convention, the Framers considered and rejected a right to recall. That decision did not go unnoticed. Indeed, it marked a break with the Articles of Confederation, and many delegates at both the Constitutional Convention and the state ratifying conventions specifically highlighted that recall was not part of the proposed new Constitution. Some did so approvingly; others lamented that recall did not exist. None, however, suggested that recall remained alive under the new constitutional form of government that was created.
The historical record leads to but one conclusion: the Framers rejected a recall provision and denied the states the power to recall U.S. Senators. That finding is consistent with the views of nine Supreme Court Justices who made those same observations, in dicta, in U.S. Term Limits, Inc. v. Thornton, 514 U.S. 779, 115 S.Ct. 1842, 131 L.Ed.2d 881 (1995) — even as they
Renewed debates around the time of the enactment of the Seventeenth Amendment offer yet more support for that view. In addition, contemporary legal scholars have uniformly reached the same conclusion about recall, despite their differing policy views on the subject.
In drafting a new Constitution, the Founders of this nation envisioned a stable, independent body with two senators from each state, whose six-year terms would enable them to take a long-term view of national issues without being subject to recall. New Jersey has chosen a different path for its State leaders — one that is not challenged and remains good law. In that regard, State voters retain the right to recall State officials. But New Jersey law goes further and permits the recall of federal officers. Such an approach could result in a patchwork of inconsistent rules about recall among the fifty states, which would be contrary to the Federal Constitution.
We therefore find that the matter is ripe for adjudication and conclude that the text and history of the Federal Constitution, as well as the principles of the democratic system it created, do not allow the states the power to recall U.S. Senators. Accordingly, we hold that those portions of the UREL and the State Constitution which authorize the recall of U.S. Senators are unconstitutional, and we reverse and vacate the Appellate Division's order directing the Secretary to accept the notice of intention to recall Senator Menendez.
The UREL implements a state constitutional amendment that New Jersey voters approved in 1993. A public question on the ballot that year asked, "Shall Article 1, paragraph 2 of the Constitution be amended, as proposed by the Legislature, to provide for the recall election of elected officials?" Public Question No. 1 (1993), available at http://nj.gov/state/elections/1993results/1993-public-questions.pdf. The accompanying interpretive statement explained that the proposed recall provision "applies to any elected official in this State and to the United States Senators and Congressmen elected from New Jersey." Ibid.
New Jersey citizens voted in favor of the amendment by a margin of 1,326,657 to 414,925. Ibid. As a result, article I, paragraph 2 of the State Constitution now provides, in relevant part,
Under the UREL, a registered voter seeking to initiate recall proceedings must first file "with the appropriate recall election official" — currently, the Secretary of State — a notice of intention containing the name and office of the official to be recalled and information about the sponsors and the committee petitioning for recall. N.J.S.A. 19:27A-6. The recall election official must then review the notice of intention within three business days for "compliance with the provisions of [N.J.S.A. 19:27A-6]." N.J.S.A. 19:27A-7(a).
If the notice is found to be in compliance, the official must imprint her approval and sign her name and office on the notice, return a copy of the approved notice to the recall committee, prepare an estimate of the cost of conducting the recall election if a special election is requested, make the notice available for public inspection, serve a copy on the officer sought to be recalled, and publish the notice of intention in a newspaper. N.J.S.A. 19:27A-7(a), (b). If the notice "is found not to be in compliance, the recall election official shall . . . return the notice, together with a written statement indicating the reasons for that finding, to the recall committee, which shall have the opportunity to file a corrected notice of intention." N.J.S.A. 19:27A-7(a).
If the notice of intention is accepted, the recall committee must then submit a proposed recall petition to the election official in a form consistent with the requirements listed in N.J.S.A. 19:27A-8. The official's approval of the petition starts the relevant time period — 320 days for recall of the Governor or a U.S. Senator, and 160 days for all other elected officials — in which the recall committee must gather signatures from twenty-five percent of registered voters in the relevant electoral district as of the date of the preceding general election. N.J.S.A. 19:27A-5, -10. (The parties agree that approximately 1.3 million signatures are required.) The signatures are submitted all at once to the recall election official for counting and verification, N.J.S.A. 19:27A-11; once the election official confirms the signatures on the petition, and any challenge is resolved, a recall election is scheduled. N.J.S.A. 19:27A-13(a), (b). If a majority of votes at the recall election favor recalling the sitting official, then "the term of office of the elected official shall terminate upon the certification of the election results"; otherwise, "the official shall continue in office as if no recall election had been held." N.J.S.A. 19:27A-16.
On November 7, 2006, petitioner Robert Menendez was elected to represent New Jersey in the U.S. Senate for a six-year term. In compliance with federal law, the State submitted a "Certificate of Election for Six-Year Term," which the Senate found to "contain all the essential requirements." 153 Cong. Rec. S1, S3 (daily ed. Jan. 4, 2007). Senator Menendez took the required oath of office and was officially seated in the Senate on January 4, 2007. Id. at S4. His term is set to end on January 3, 2013. Id. at S3.
On September 25, 2009, pursuant to the UREL, plaintiff-respondent, the Committee to Recall Robert Menendez from the Office of U.S. Senator (Committee), submitted to Nina Wells, then-New Jersey Secretary of State (Secretary), and Robert Giles, Director of the Division of Elections
On January 11, 2010, acting on the advice of the Attorney General, the Secretary issued a final agency determination that "neither the Notice of Intention to Recall nor the Proposed Petition can be accepted for filing or review" because "the qualifications and election of a Member of the United States Senate is a matter of exclusive jurisdiction of federal authority and . . . neither the United States Constitution nor federal statute provide[s] for a recall proceeding for a federally-elected official." Three days later, the Secretary and the Director of Elections moved to dismiss the Law Division complaint on the ground that it was moot, and the Committee, in turn, voluntarily dismissed the matter.
In response to the Secretary's determination, on January 13, 2010, the Committee filed an application for emergent relief with the Appellate Division, seeking temporary injunctive relief and expedited review. The Committee named the Secretary and the Director of Elections as defendants. The following day, the Appellate Division permitted the Committee to file its motion and instructed it to serve papers on Senator Menendez, an indispensable party, in addition to the Secretary and the Director of Elections. On February 4, 2010, the Appellate Division granted the Committee's motion to accelerate the appeal, as well as the application of the American Civil Rights Union (ACRU) to participate as amicus curiae.
Before the appellate panel, the Committee presented the following arguments: the Secretary improperly denied the notice of intention even though the notice complied with all statutory requirements; the Secretary, as an agent of the executive branch, was in no position to opine on the validity of the UREL; the constitutionality of the UREL would not be ripe for judicial review until (1) the Committee obtained roughly 1.3 million signatures of registered voters needed to force a recall election, (2) a majority of voters voted to recall Senator Menendez, and (3) the Secretary ordered his recall; and the Committee must be allowed to proceed with the recall process because it is a matter of "core political speech" protected by the Federal and State Constitutions.
Both the Attorney General, on behalf of the Secretary and the Director of Elections, and Senator Menendez asserted the following: the Federal Constitution is the sole legal authority that governs the qualifications and right to expel a Member of Congress; the UREL and the Recall Amendment, which extend to Members of Congress, are therefore unconstitutional; and the issue was ripe for adjudication.
In a published, per curiam decision, the appellate panel questioned the constitutionality of the UREL but declined to "pass[] on the ultimate validity of the recall process regarding a United States Senator" and "order[ed] the current Secretary of State to accept and file the petition, and to proceed under the statute." Comm. to Recall Robert Menendez from
In examining the constitutionality of the UREL, the panel found that "from what has been written and not provided in the Federal Constitution," based both on its text and relevant historical evidence, "one could reasonably conclude that the Constitution precludes the recall of a United States Senator." Id. at 451, 995 A.2d 1109. In addition, the panel recognized that, in line with the U.S. Supreme Court's holdings in Thornton, supra, and Cook v. Gralike, 531 U.S. 510, 121 S.Ct. 1029, 149 L.Ed.2d 44 (2001), the Tenth Amendment did not reserve to the States the power to recall U.S. Senators. Id. at 452, 995 A.2d 1109 (citations omitted).
However, the panel noted that it could "find no case or precedent which . . . precludes recall under the Seventeenth Amendment." Id. at 452 & n. 13, 995 A.2d 1109. Moreover, citing the dissent in Thornton, the panel opined that "the silence of the federal Constitution may well result in the conclusion that [the recall of a U.S. Senator] may be done." Id. at 455, 995 A.2d 1109 (citing Thornton, supra, 514 U.S. at 845, 115 S.Ct. at 1875, 131 L.Ed.2d at 926 (Thomas, J., dissenting)). In light of the constitutional ambiguity that it identified, the panel was not "convince[d] . . . that [it] can safely predict what the United States Supreme Court would do if it were presented with the issue." Id. at 454, 995 A.2d 1109.
Therefore, citing to New Jersey's "rich tradition . . . of recognizing individual rights that often go beyond the bare minimums conferred by the Federal Constitution," "the overwhelming majority of voters who approved the recall measure in 1993," and respect for "a component of our State's charter that fortifies the democratic role of our citizens," id. at 454-55, 995 A.2d 1109, the panel perceived "no urgent reason" "to resolve this difficult constitutional issue if the Committee's petition drive fails to collect the necessary, approximately, 1,300,000 signatures." Id. at 457, 995 A.2d 1109. The panel thus found that there was a "sufficient basis for the Committee to proceed with its initiative and for the Secretary of State to perform her ministerial function" without the Appellate Division "passing on the ultimate validity of the recall process." Id. at 457-58, 995 A.2d 1109.
On April 27, 2010, this Court granted Senator Menendez's petition for certification. The Attorney General, representing
The ACRU and the Conservative Legal Defense and Education Fund, et al. (CLDEF)
Senator Menendez argues that the constitutionality of the UREL is ripe for review and that the Appellate Division mistakenly invoked "judicial restraint" to justify its refusal to reach the constitutional issues in this case. Specifically, he notes that the Secretary's final agency determination pivoted on a purely legal question and, thus, no further factual development will enhance the fitness of this dispute for review. Moreover, although no recall election is imminent until the necessary signatures have been obtained, if the notice of intention is accepted, Senator Menendez argues he will need to divert attention from his senatorial duties to mount a recall defense, and the public will be harmed if it is led to believe that it is participating in an electoral process that inevitably will be deemed invalid.
In addressing the merits, Senator Menendez argues that by extending recall to U.S. Senators, the UREL and the Recall Amendment conflict with, and are thus preempted by, the Federal Constitution by virtue of the Supremacy Clause. Even if there is no express preemption, he argues that the Tenth Amendment did not reserve to the States the power to recall a Senator. Therefore, Senator Menendez insists that because the UREL and the Recall Amendment cannot be interpreted in a manner that avoids their constitutional defects, this Court must find the laws unconstitutional.
The Committee argues that Senator Menendez's claim is premature because he will not face any judicially recognizable harm unless and until a recall election is held and he loses it, and neither the Senator nor the State will bear any significant
The ACRU and CLDEF filed amicus briefs in support of the Committee. They echo the Committee's arguments with regard to justiciability, the constitutional reservation of a right to recall U.S. Senators, and the democratic principles that recall furthers. The ACRU adds that the UREL gives New Jersey citizens constitutional rights to political activity and expression, with which neither the State nor Senator Menendez can interfere by invoking an alleged "freedom from criticism." The CLDEF emphasizes that recall is nowhere prohibited in the Federal Constitution or foreclosed by U.S. Supreme Court case law.
This issue is appropriate for review. The Secretary's refusal to accept and review the notice of intention generated an ongoing controversy. The Committee then filed an action in court. As a result, two adverse parties now dispute whether the final administrative determination was correct, and the decision, if allowed to stand, prevents the recall process from moving forward. Therefore, this is not an abstract or hypothetical debate. The existence of an actual controversy at this time is not called into question because the dispute might be rendered moot if 1.3 million signatures are not gathered; the process simply cannot proceed unless and until the Secretary's decision is reviewed in the courts. In other words, to resolve this case, it is necessary to decide whether the Secretary's decision was correct. The Appellate Division's contrary approach mistakenly glosses over the core issue the parties presented.
In addressing this and like disputes, we strive to avoid reaching constitutional questions unless required to do so. See Harris v. McRae, 448 U.S. 297, 306-07, 100 S.Ct. 2671, 2683, 65 L.Ed.2d 784, 798 (1980) ("[I]f a case may be decided on either statutory or constitutional grounds, this Court, for sound jurisprudential reasons, will inquire first into the statutory question."); Randolph Town Ctr., L.P. v. County of Morris, 186 N.J. 78, 80, 891 A.2d 1202 (2006) ("Courts should not reach a constitutional question unless its resolution is imperative to the disposition of litigation." (citations omitted)); accord Burnett v. County of Bergen, 198 N.J. 408, 420, 968 A.2d 1151 (2009) (quoting Hennessey v. Coastal Eagle Point Oil Co., 129 N.J. 81, 109, 609 A.2d 11 (1992) (Pollock, J., concurring)); Bell v. Twp. of Stafford, 110 N.J. 384, 389, 541 A.2d 692 (1988).
In accordance with that principle, courts routinely consider factual issues and statutory questions first, but this case cannot be resolved on those grounds. In any event, the principle of judicial restraint does not call for courts to avoid ruling on a case if an answer can only be found by resorting to constitutional analysis. See Lyng v. Nw. Indian Cemetery Protective Ass'n, 485 U.S. 439, 445-47, 108 S.Ct. 1319, 1323-24, 99 L.Ed.2d 534, 544-45 (1988) (addressing
The Committee requests that we direct the Secretary to accept its notice of intention without considering the constitutional dimensions of the state process for recalling a U.S. Senator. We decline to follow that approach, which might entail ordering a constitutional officer to carry out unconstitutional acts. See N.J.S.A. 41:1-1 (requiring officers of State to swear to uphold both "the Constitution of the United States and the Constitution of the State of New Jersey"). Simply put, we cannot force the State to apply its imprimatur to a process that may contravene the Federal Constitution while ignoring the very constitutional questions necessary to resolve the case.
The Committee also maintains that the Secretary of State lacked discretion to decline to carry out ministerial acts under section 7 of the UREL. But she did not act alone. In light of doubts about the constitutionality of the recall statute, which she still harbors, she properly sought counsel from the State's chief legal advisor — the Attorney General. See N.J.S.A. 52:17A4(b), (e) (listing among powers and duties of Attorney General, acting through Division of Law, responsibility to give to State officers and departments "legal advice on such matters as they may from time to time require[,] . . . interpret all statutes and legal documents, . . . and otherwise control their legal activities"); see also Paff v. Div. of Law, 412 N.J.Super. 140, 151, 988 A.2d 1239 (App.Div.2010) (recognizing as "well-settled that there exists an attorney-client relationship between the Division [of Law] and the state agencies to which it provides legal advice"), certif. denied, 202 N.J. 45, 994 A.2d 1040 (2010).
By entrusting to the Attorney General the decision whether acceptance of a notice of intention to recall a U.S. Senator would run afoul of the Federal Constitution, the Secretary avoided any impropriety that a unilateral action might have invited. See Hodges v. Dawdy, 104 Ark. 583, 149 S.W. 656, 658 (1912) (finding that Secretary of State, "acting upon the advice of the Attorney General," was within right to refuse to file and certify proposed law and holding that "[m]andamus will not lie to compel an officer to do an act which is forbidden or not authorized by law" (citation omitted)); Barr v. Watts, 70 So.2d 347, 351 (Fla.1953) (concluding that rather than opine on legality of statute, ministerial officer should "channel[] all such attacks on the validity of statutes through the duly-elected public officer whose duty it is to protect the public interest in this respect — the Attorney General of this state" (citation omitted)); State ex rel. Test v. Steinwedel, 203 Ind. 457, 180 N.E. 865, 867 (1932) (allowing ministerial public officers to offer as defense for refusing to follow statute their belief that it is unconstitutional because, among other things, they "usually act, or refuse to act, only after advising with competent legal counsel"); Associated Hosp. Serv. of Me. v. Mahoney, 161 Me. 391, 213 A.2d 712, 717 (1965) (recognizing "when an officer acts under advice of the State's Attorney General" as one exception to "general rule preventing a ministerial officer from questioning the constitutionality of the law under which his performance is sought" (citations omitted)); State ex rel. Equal. Sav. and Bldg. Ass'n v. Brown, 334
For all of those reasons, this concrete matter does not present traditional concerns about justiciability. We also note that, at oral argument, counsel for the Committee focused almost entirely on the constitutional question and arguably conceded the issue of ripeness.
A case's ripeness depends on two factors: "`(1) the fitness of issues for judicial review and (2) the hardship to the parties if judicial review is withheld at this time.'" K. Hovnanian Cos. of N. Cent. Jersey, Inc. v. N.J. Dep't of Envtl. Prot., 379 N.J.Super. 1, 9, 876 A.2d 847 (App.Div. 2005) (quoting 966 Video, Inc. v. Mayor & Twp. Comm. of Hazlet Twp., 299 N.J.Super. 501, 515-16, 691 A.2d 435 (Law Div. 1995)).
First, this case is fit for review. The issues in dispute are "purely legal," and thus "appropriate for judicial resolution" without developing additional facts. Abbott Labs. v. Gardner, 387 U.S. 136, 149, 87 S.Ct. 1507, 1515, 18 L.Ed.2d 681, 691 (1967); see also Whitman v. Am. Trucking Ass'ns, 531 U.S. 457, 479, 121 S.Ct. 903, 915, 149 L.Ed.2d 1, 20 (2001) ("The question before us here is purely one of statutory interpretation that would not benefit from further factual development of the issues presented." (citation and internal quotation marks omitted)). Senator Menendez's objection to the portions of the UREL and the Recall Amendment relating to U.S. Senators amounts to a facial challenge, which "is generally `ripe' much earlier than a claim that the [law] is void as applied." Trombetta v. Mayor & Comm'rs of Atl. City, 181 N.J.Super. 203, 223, 436 A.2d 1349 (Law Div.1981), aff'd o.b., 187 N.J.Super. 351, 454 A.2d 900 (App.Div.1982); see also Town of Morristown v. Twp. of Hanover, 168 N.J.Super. 292, 300, 402 A.2d 983 (App.Div.1979) ("Since the invalidity of these provisions is apparent on the face of the ordinance,
Second, there is a sufficient showing of harm that the parties would suffer if we were to abstain from resolving this case. N.J.A.C. 19:25-14.7(b) requires that elected officials who oppose a recall effort under the UREL "shall establish . . . a recall defense committee" subject to various organizational and reporting requirements, as well as limits on the receipt of contributions. A U.S. Senator's coordination and oversight of such efforts would come at the expense of his or her congressional responsibilities.
The recall initiative also injects uncertainty and instability into the State's electoral scheme — inviting citizens to sign petitions in the belief that they are participating in a constitutional process — and adversely affects public confidence in the integrity of the system. See Smith v. Penta, 81 N.J. 65, 77, 405 A.2d 350 (1979) ("[T]he state has a strong public interest in maintaining the integrity of the electoral process."); cf. City of Newark v. Benjamin, 144 N.J.Super. 58, 66-67, 364 A.2d 563 (Ch.Div.) (explaining that "[i]f an ordinance is invalid on its face, it would be a useless expenditure of effort and money to submit it to the electorate before its validity has been determined"), aff'd o.b., 144 N.J.Super. 389, 365 A.2d 945 (App.Div.1976), aff'd o.b., 75 N.J. 311, 381 A.2d 793 (1978). In the words of the appellate panel, we are "disinclined to allow the process to go forward, and the citizens of this State to believe they are participating in a recall process, if it is certain that the court would have to decide, shortly thereafter, that the process was manifestly unconstitutional." Menendez, supra, 413 N.J.Super. at 447, 995 A.2d 1109.
It is also "importan[t to] decid[e] a challenge to the constitutionality of an election law before it takes effect." Thorsted v. Gregoire, 841 F.Supp. 1068, 1074 (W.D.Wash.1994) (discussing state-imposed term limits for Members of Congress) (citing Babbitt v. United Farm Workers Nat'l Union, 442 U.S. 289, 300 n. 12, 99 S.Ct. 2301, 2310, 60 L.Ed.2d 895, 908 (1979)), aff'd sub nom. Thorsted v. Munro, 75 F.3d 454 (9th Cir.1996). "Justiciability in [election] cases depends not so much on the fact of past injury but on the prospect of its occurrence in an impending or future election." Babbitt, supra, 442 U.S. at 300 n. 12, 99 S.Ct. at 2310, 60 L.Ed.2d at 908 (citations omitted); see also U.S. Term Limits, Inc. v. Hill, 316 Ark. 251, 872 S.W.2d 349, 354 (1994) (finding challenge to term limits justiciable before officeholders were excluded from election and noting "daunting" "uncertainty over what the future holds" for elected officials), aff'd sub nom. Thornton, supra, 514 U.S. 779, 115 S.Ct. 1842, 131 L. Ed.2d 881. The Committee contends that this matter will not be ripe until Senator Menendez is recalled in an actual election. But when the law giving rise to an election "is defective on its face," there is "good reason" to review the law's validity before voting. Benjamin, supra, 144 N.J.Super. at 66, 364 A.2d 563 (citation and internal quotation marks omitted); see also Two Guys from Harrison, Inc. v. Furman, 32 N.J. 199,
Accordingly, in view of the value to the electoral system in clarifying "`[t]he construction of the [UREL], an understanding of its operation, and possible constitutional limits on its application,'" we need not wait to "remove any doubt about the existence of concrete injury." Babbitt, supra, 442 U.S. at 300 n. 12, 99 S.Ct. at 2310, 60 L.Ed.2d at 908 (first alteration in original) (quoting Storer v. Brown, 415 U.S. 724, 737 n. 8, 94 S.Ct. 1274, 1282, 39 L.Ed.2d 714, 727 (1974)) (finding labor unions' challenge to statute governing election procedures justiciable even though union had not yet participated in election or invoked procedures).
Finally, any concern about passing judgment on an abstract injury is tempered by the fact that this Court is "not limited to the `case or controversy' requirement imposed on the federal courts by way of Article III of the Federal Constitution." In re Application of Boardwalk
The Attorney General's current position does not alter the above analysis. Although now prepared to abide by the Appellate Division's approach, which we do not approve, she specifically informed this Court that her view that the UREL is unconstitutional remains unchanged.
To assess the constitutionality of term limits for congressional service, the U.S. Supreme Court in Thornton, supra, 514 U.S. at 806, 115 S.Ct. at 1856, 131 L.Ed.2d at 902, reviewed the text and structure of the Federal Constitution, relevant historical materials, and principles of our nation's democratic system. We follow that same approach to determine whether States may recall U.S. Senators.
The Supremacy Clause of the Federal Constitution provides the backdrop for our analysis. It proclaims that "[t]his Constitution, and the Laws of the United States which shall be made in Pursuance thereof . . . shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby, any Thing in the Constitution or Laws of any State to the Contrary notwithstanding." U.S. Const. art. VI, cl. 2. Therefore, state laws and constitutional provisions that conflict with the Federal Constitution are "without effect." Maryland v. Louisiana, 451 U.S. 725, 746, 101 S.Ct. 2114, 2129, 68 L.Ed.2d 576, 595 (1981) (citing, inter alia, McCulloch v. Maryland, 17 U.S. (4 Wheat.) 316, 427, 4 L.Ed. 579 (1819)). In other words, a state may not legislate in an area in which it is preempted by the Federal Constitution or federal law. Maher v. N.J. Transit Rail Operations, Inc., 125 N.J. 455, 463, 593 A.2d 750 (1991) ("Under our federal system of government the States possess sovereignty concurrent with that of the federal government, subject only to the limitations imposed by the supremacy clause of the United States Constitution, article VI, clause 2." (citation omitted)); Gangemi v. Berry, 25 N.J. 1, 9, 134 A.2d 1 (1957) (stating that although "the legislative authority in the States consists of the full and complete power as it rests in, and may be exercised by, the sovereign power of any country," any state law or constitutional provision is still subject "to the limitations which are contained in the Constitution of the United States" (citation and internal quotation marks omitted)).
That same prohibition applies even when the challenged law, like the UREL, is authorized under a state constitutional provision. Thornton, supra, 514 U.S. at 809 n. 19, 115 S.Ct. at 1858, 131 L.Ed.2d at 904 ("We are aware of no case that would even suggest that the validity of a state law under the Federal Constitution would depend at all on whether the state law was passed by the state legislature or by the people directly through amendment of the state constitution."); Whitcomb v. Chavis, 403 U.S. 124, 180, 91 S.Ct. 1858, 1888, 29 L.Ed.2d 363, 398 (1971) ("[T]he state constitution must give way to requirements of the Supremacy Clause when there is a conflict with the Federal Constitution."); Reynolds v. Sims, 377 U.S. 533, 584, 84 S.Ct. 1362, 1393, 12 L.Ed.2d 506, 540 (1964) ("When there is an unavoidable conflict between the Federal and a State Constitution, the Supremacy Clause of course controls.").
Our analysis begins with the plain language of the Federal Constitution. See State v. Trump Hotels & Casino Resorts, Inc., 160 N.J. 505, 527, 734 A.2d 1160 (1999). "If the language is clear and unambiguous, the words used must be given their plain meaning." Ibid. (citing Gangemi, supra, 25 N.J. at 10, 134 A.2d 1).
The plain language of the Federal Constitution suggests that a Senator's term is fixed and that any right to prevent a Senator from completing his or her term is vested in the Senate, not the States. Article I, Section 3, Clause 1 provides without exception that a Senator's term of service is six years. The only instance in which abridgment of that term is expressly discussed appears in Article I, Section 5, Clause 2, which empowers each house to "determine the Rules of its Proceedings, punish its Members for disorderly Behavior, and, with the Concurrence of two thirds, expel a Member." Thus, in 1906, the U.S. Supreme Court noted in dicta that a Senator's seat "could only become vacant by his death, or by expiration of his term of office, or by some direct action on the part of the Senate in the exercise of its constitutional powers." Burton v. United States, 202 U.S. 344, 369, 26 S.Ct. 688, 694, 50 L.Ed. 1057 (1906). In addition, each house of Congress is "the Judge of the Elections, Returns and Qualifications of its own Members." U.S. Const. art. I, § 5, cl. 1.
The Constitution delegates limited power to the States in the realm of elections for Members of Congress: "The Times, Places and Manner of holding Elections for Senators and Representatives, shall be prescribed in each State by the Legislature thereof; but the Congress may at any time by Law make or alter such Regulations, except as to the Places of chusing Senators." U.S. Const. art. I, § 4, cl. 1 (Elections Clause).
The Committee and amici assert that silence about recall in the text of the Federal Constitution is not a prohibition against recall. To the extent that the Federal Constitution is unclear or ambiguous, we look to interpretive aids for guidance. Trump Hotels & Casino, supra, 160 N.J. at 527-28, 734 A.2d 1160 ("[I]f the language of the constitutional provision is unclear or is susceptible to more than one interpretation, courts may consider sources beyond the instrument itself to ascertain its intent and purpose."). In particular, we examine the intent of the Framers expressed at historical debates at
Prior to ratification of the Constitution, recall provisions appeared in the Articles of Confederation and in two state constitutions. Articles of Confederation art. V, ¶ 1 ("[D]elegates [to Congress] shall be annually appointed . . . with a power reserved to each State to recall its delegates, or any of them, at any time within the year, and to send others in their stead for the remainder of the year."); Pa. Const. of 1776 Declaration of Rights, § VI ("[T]he people have a right, at such periods as they may think proper, to reduce their public officers to a private station, and supply the vacancies by certain and regular elections."); Vt. Const. of 1786 ch. 1, § VIII ("[T]he people have a right, by their legal representatives, to enact laws for reducing their public officers to a private station, and for supplying their vacancies in a constitutional manner, by regular elections, at such periods as they may think proper."). Thus, leading into the Constitutional Convention, the people and their delegates were familiar with the concept of recall.
At the Constitutional Convention, contrary to the Committee's position, the right of recall was considered and rejected. A recall provision was first introduced at the Convention by Virginia delegate Governor Edmund Randolph as part of the Virginia Plan for structuring the national government. On May 29, 1787, Randolph proposed the following provision to govern Representatives' terms of office:
However, on June 12, 1787, Governor Charles Pinckney, delegate from South Carolina, moved to strike the portion of the resolution underscored above. 1 Debates on the Adoption of the Federal Constitution 172 (J. Elliot ed., 1836) (hereafter Elliot); 5 Elliot 185. The States voted unanimously to approve Pinckney's motion. 1 Elliot 172; 5 Elliot 185.
Certain delegates at the Constitutional Convention who favored recall of Senators acknowledged that recall was not part of the draft constitution. On August 14, 1787, Elbridge Gerry, delegate from Massachusetts, expressed to the rest of the Constitutional Convention his concern over the lack of a recall provision to check the Senate's power:
Other delegates extolled the benefits of not including a recall provision. On June 6, 1787, as recorded in the notes of Massachusetts delegate Rufus King, John Dickinson of Delaware asserted that
Similarly, on June 18, 1787, New York delegate Alexander Hamilton dismissed the New Jersey Plan for government proposed by delegate William Paterson. Hamilton stressed the need for Congress to be sufficiently independent of the States' influence, which he believed neither the New Jersey Plan nor the Articles of Confederation adequately ensured:
Hamilton's views were echoed in several of the Federalist Papers, which speak to the objective to safeguard the stability and independence of the Senate and distance it from public opinion. See The Federalist Nos. 62-63, at 389-94 (Alexander Hamilton or James Madison) (Henry Cabot Lodge ed., 1888) (hereafter The Federalist).
The inability of the States to recall Senators became a rallying point for the Anti-Federalists, who opposed ratification of the Constitution. See Amicus, Antifederalist No. 53: A Plea for the Right of Recall (1788), reprinted in The Antifederalist Papers (M. Borden ed. 1965), at 152-53 (endorsing proposed amendment to
The debate concerning the decision not to insert a recall provision in a draft of the Constitution continued in several of the state ratifying conventions. Certain participants — a number of whom were also delegates to the Constitutional Convention — voiced their displeasure over the absence of a recall provision in the Constitution, which had existed under the Articles of Confederation. On November 29, 1787, for example, delegate Luther Martin of Maryland reported back to the Maryland Legislature that under
At the Virginia ratifying convention, two towering figures in our nation's history spoke out against the draft Constitution's failure to allow for recall. On June 13, 1788, Patrick Henry remarked critically that "[a]t present you may appeal to the voice of the people, and send men to Congress positively instructed to obey your instructions. You can recall them if their system of policy be ruinous. But can you in this government recall your senators? Or can you instruct them? You cannot recall them. . . . Where, then, is the security?" 3 Elliot 355.
The following day, George Mason offered a similar criticism of the draft Constitution:
See also 4 Elliot 213 (N.C., Lancaster) ("If [senators] deviate from their duty, they cannot be excluded and changed the first year, as the members of Congress can now by the Confederation. . . . The members of Congress now may be recalled. But in this Constitution they cannot be recalled."); 2 Elliot 281 (N.Y., Smith) (listing recall among the "many material checks to the operations of [the present Congress], which the future Congress will not have"); 2 Elliot 62 (Mass., Kingsley) ("In the new Constitution, we are deprived of annual elections, have no rotation, and cannot recall our members; therefore our federal rulers will be masters, and not servants."); 2 Elliot 48 (Mass., Taylor) (arguing that under the Constitution, Senators "are to be chosen for six years[,] but a shadow of rotation provided for, and no power to recall"; thus, "if they are once chosen,
Three States — New York, Pennsylvania, and Rhode Island — proposed amendments that would have explicitly allowed for the recall of Senators. During the debates at the New York Convention, delegate Gilbert Livingston argued for greater checks on the Senate's power. To that end, he introduced a resolution that, among other things, permitted "the legislatures of the several states to recall their senators, . . . and to elect others in their stead, to serve for the remainder of the time for which such senator or senators, so recalled, were appointed." 2 Elliot 289.
Similarly, delegates to the Pennsylvania Convention introduced an amendment providing "[t]hat senators, though chosen for six years, shall be liable to be recalled, or superseded by other appointments, by the respective legislatures of the states, at any time." 2 Elliot 545.
At the Rhode Island Convention, delegates likewise proposed an amendment providing "[t]hat the state legislatures have power to recall, when they think it expedient, their federal senators, and to send others in their stead." 1 Elliot 337.
However, none of those proposals survived, and all thirteen States ratified the Constitution without a recall provision in it. Jay Bybee, Ulysses at the Mast: Democracy, Federalism, and the Sirens' Song of the Seventeenth Amendment, 91 Nw. U.L.Rev. 500, 529-30 (1997).
It stands to reason that recall was discussed at the state ratifying conventions because it had been rejected at the Constitutional Convention and was not provided for in the Constitution. Plus, the Constitution, of course, was not yet a final, ratified document. Thus, despite the Committee's contrary position, the debates at the state ratifying conventions do inform the historical record.
In light of that substantial body of evidence, it is not surprising that in Thornton, the U.S. Supreme Court's majority and dissenting opinions both noted that the Framers rejected a recall provision and denied the States the power to recall. Thornton, supra, 514 U.S. at 810 & n. 20, 115 S.Ct. at 1858, 131 L.Ed.2d at 904 (recognizing that "[t]he Framers' decision to reject a proposal allowing for States to recall their own representatives reflects" the "concern that States would try to undermine the National Government" (internal citation omitted)); id. at 890, 115 S.Ct. at 1896, 131 L.Ed.2d at 953 (Thomas, J., dissenting) ("[A] power of recall[] [was] denied to the States when [the Framers] specified the terms of Members of Congress.").
A letter from President Washington to his nephew, dated almost two months after the Constitutional Convention in 1787, does not weigh heavily in the analysis. The letter uses general, ambiguous language at best. The relevant passage from the letter follows:
It is not clear whether the letter addresses the recall of an official in the middle of a term or at reelection once a term has been completed. The Thornton Court cited the same letter as support for the argument that "the representatives' need for reelection rather than mandatory rotation was the more effective way to keep representatives responsive to the people." Thornton, supra, 514 U.S. at 814 & n. 26, 115 S.Ct. at 1860, 131 L.Ed.2d at 907. In any event, a private letter to a family member can hardly outweigh open, public debate at the conventions.
The Committee relies on the Seventeenth Amendment as a source of authority for states to recall U.S. Senators. The Seventeenth Amendment, passed in 1913, provided for direct election of U.S. Senators. While it changed the mode of selecting Senators, it did not provide for the power of recall.
The amendment, in relevant part, struck the following underlined language from Article I, Section 3, Clause 1 — "The Senate of the United States shall be composed of two Senators from each State,
In the years preceding the amendment, several Members of Congress spoke favorably in support of recall. 46 Cong. Rec. 2495-96 (1911) (statement of S. Bourne) (suggesting that to address "the securing of proper accountability of government and corporate officials[, which] is one of our greatest national problems," public officials "must serve the composite citizen who represents general welfare or be recalled, where the recall exists, or fail of reelection where an efficient direct primary exists"); 45 Cong. Rec. 7125 (1910) (statement of S. Owen) (advocating that certain statewide democratic reforms, including "[t]he right of recall," be adopted on national scale); 26 Cong. Rec. 7767 (1894) (statement of Rep. McEttrick) ("The power to recall representatives who have repudiated pledges and broken faith with the people is absolutely essential."). However, their oblique endorsements of recall did not evolve further.
Others remarked that there was virtually no support for a recall measure and underscored that any direct-election amendment would not encompass recall. In an illuminating statement on April 13, 1911, Representative Thetus Sims of Tennessee thought better of injecting a recall provision into the proposed direct-election amendment.
In the Senate, Senator Weldon Heyburn of Idaho listed the recall of Senators among the parade of horribles that might later become law if a direct-election amendment were accepted. In a session on May 24, 1911, he stated,
Two weeks later, on June 7, 1911, Senator Heyburn echoed his earlier remarks:
Finally, accompanying reports make clear that the Seventeenth Amendment was not designed to interfere with existing law except as to the manner of selecting Senators. H.R.Rep. No. 62-2, at 3 (1911) ("This amendment does not propose in any way to interfere with the fundamental law save and except the method or mode of choosing the Senators."); S.Rep. No. 61-961, at 5 (1911) (same). Based on those reports and the statements of a number of representatives in both Houses, it is clear that the intent of Congress was to confine the scope of the Amendment to the direct election of Senators. See, e.g., 46 Cong. Rec. 1977 (1911) (statement of S. Lodge) (arguing that direct-election amendment "is a purely mechanical change" that "is merely a proposition to convert the Senate into a second House of Representatives, with two Congressmen at large from each State, who are to be called Senators and to hold office for six years"); 46 Cong. Rec. 1103 (1911) (statement of S. Borah) ("Will the mere change of the mode of selecting United States Senators effect or bring about any fundamental or incidental change in the scheme or plan of government as submitted to us by those who framed it?"); 33 Cong. Rec. 4123 (1900) (statement of Rep. Robb) ("Except as to the mode of election and filling vacancies, no other change is proposed, and the relation of Senators to their States and to the several departments of the Government will remain unaffected."); see also 47 Cong. Rec. 1883 (1911) (statement of S. McCumber); 46 Cong. Rec. 3544 (1911) (statement of S. Jones). Thus, as Members of Congress took pains to emphasize, the import of the Seventeenth Amendment does not reverberate beyond its specific terms.
The Elections Clause, U.S. Const. art. I, § 4, cl. 1, also offers no support for recall. That clause "invests the States with the responsibility for the mechanics of congressional elections," namely, their time, place, and manner. Foster v. Love, 522 U.S. 67, 69, 118 S.Ct. 464, 466, 139 L.Ed.2d 369, 373 (1997) (citation omitted). By its own terms, it "grant[s] States authority to create procedural regulations," Thornton, supra, 514 U.S. at 832, 115 S.Ct. at 1869, 131 L.Ed.2d at 918, not to enact substantive legislation, like recall laws, which would alter the duration of congressional terms of office. In light of the ability of recall "to `dictate electoral outcomes,'" we find that it is a "`regulation' of congressional elections [that] simply is not authorized by the Elections Clause." Cook, supra, 531 U.S. at 526, 121 S.Ct. at 1040, 149 L.Ed.2d at 58 (quoting Thornton, supra, 514 U.S. at 833-34, 115 S.Ct. at 1869, 131 L.Ed.2d at 918-19).
Finally, the inability to recall Senators accords with "the `basic principles of our democratic system'" established in the Constitution. Thornton, supra, 514 U.S. at 806, 115 S.Ct. at 1856, 131 L.Ed.2d at 902. The Framers deliberately structured the Senate as a stable and independent body capable of instilling national character, with Senators able to take an extended view of issues in light of their six-year terms. See, e.g., Thomas Cronin, Direct Democracy: The Politics of Initiative, Referendum, and Recall 244 (1989) ("U.S. Senators, elected for six-year terms, serve in a chamber that was deliberately designed to take a longer view of the national interest. Recall would alter that view and the federalist principles that justify the existence of the Senate."); Bybee, supra, 91 Nw. U.L.Rev. at 530 (explaining that "[t]he Founders' unwillingness to have a right of recall reaffirmed their commitment to the six-year term" and their conception of the Senate "as a repository of wisdom and stability"); see also The Federalist No. 63, at 391-92 (Alexander Hamilton or James Madison) (asserting that Senate was needed to stimulate "due sense of national character" and could only do so if created as "an assembly . . . durably invested with public trust").
To realize that objective, each Senator was made "`an officer of the union, deriving his powers and qualifications from the Constitution, and neither created by, dependent upon, nor controllable by, the states,'" and each "owe[d] primary allegiance not to the people of a State, but to the people of the Nation." Thornton, supra, 514 U.S. at 803, 115 S.Ct. at 1855, 131 L.Ed.2d at 900 (quoting 1 J. Story, Commentaries on the Constitution of the United States § 627 (3d ed. 1858) (hereafter Story)).
Subjecting Senators to recall could erode the stability and national quality of the Senate and lead to a "patchwork" of state terms of service. See id. at 822, 115 S.Ct. at 1864, 131 L.Ed.2d at 912. Those outcomes would "undermin[e] the uniformity and the national character that the Framers envisioned and sought to ensure" and "sever the direct link that the Framers found so critical between the National Government and the people of the United States." Ibid. (citation omitted); cf. Cook, supra, 531 U.S. at 521, 121 S.Ct. at 1037, 149 L.Ed.2d at 55 (agreeing that "binding instructions would undermine an essential attribute of Congress by eviscerating the deliberative nature of that National Assembly" (citation omitted)).
Certain States and a number of legal scholars have likewise concluded that state law cannot be used to recall federal officials. Like New Jersey, numerous other States have laws authorizing procedures for the recall of public officials. See Timothy Zick, The Consent of the Governed: Recall of United States Senators, 103 Dick. L.Rev. 567, 569 n.8 (1999). Three States have expressly drafted their recall provisions to apply to Members of Congress: Michigan, New Jersey, and Wisconsin. N.J. Const. art. I, ¶ 2(b); Wis. Const. art. 13, § 12; Mich. Comp. Laws 168.959 (West 2010); Wis. Stat. Ann. 9.10 (West 2010). A fourth State, Arizona, provides for recall of Members of Congress who pledge to resign if not reelected upon a state recall vote. Ariz.Rev.Stat. Ann. 19-221 to -222 (West 2010). Additionally, "[m]any of the [thirty-two other] state provisions arguably apply to Members of Congress, as they cover all elected officials, without specifically excluding Members of Congress." Zick, supra, 103 Dick L.Rev. at 569 n.8. However, although "[t]here have been many modern examples of efforts to schedule recall elections for U.S. senators," Christopher Terranova, The Constitutional Life of Legislative Instructions in America, 84 N.Y.U. L.Rev. 1331, 1341 n.65 (2009) (citations omitted), "no Member of Congress has ever been recalled in the history of the United States." J. Maskell, Congressional Research Service Report for Congress, Recall of Legislators and the Removal of Members of Congress from Office 1 (2008).
No precedential case has squarely tested those laws.
However, the Attorneys General in several States have opined on the question of recall of federal officers. Most have rejected the notion that state recall laws could be used to recall Members of Congress. See 2010 Op. Att'y Gen. N.D. 8, at 6 & n.18 (2010) (refusing to interpret recall provision affecting "[a]ny elected official of the state" to extend to federal offices and noting likelihood that U.S. Supreme Court would apply same analysis to state recall law as it did when invalidating state-imposed term limits in Thornton); Op. Att'y Gen. Ark. 2010-017, at 5 (2010) (determining
There is only one exception — a 1979 opinion of the Wisconsin Attorney General, who explained that while he had "attempted neither a resolution nor a comprehensive analysis of the constitutional issue," he was "not aware of any clear manifestation of Congress' intent to preempt otherwise compatible state regulation in this area," and thus could not "state that our recall provisions would be declared unconstitutional on grounds of federal preemption." 68 Op. Att'y Gen. Wis. 140 (1979). That opinion, however, preceded the Supreme Court's discussion of States' reserved powers in Thornton. See Thornton, supra, 514 U.S. at 804-05, 115 S.Ct. at 1855-56, 131 L.Ed.2d at 901-02 (recognizing "Framers' understanding that powers over the election of federal officers had to be delegated to, rather than reserved by, the States" and holding that "[i]n the absence of any constitutional delegation to the States of power to add qualifications to those enumerated in the Constitution, such a power does not exist").
A resounding consensus of legal scholarship agrees that state law cannot be used to recall a Member of Congress. See, e.g., Senate Election Law Guidebook, S. Doc. No. 109-10, at 294 (2006) ("[M]aking a United States Senator or United States Representative subject to removal by a state recall election would constitute an additional qualification for office, which the states do not have the constitutional authority to enact."); J. Maskell, supra, at 11 ("For a recall provision to be enforceable against a Member of Congress, it would appear that a constitutional amendment would need to be adopted by the requisite number of states authorizing such a recall procedure in the United States Constitution."); Joseph F. Zimmerman, The Recall: Tribunal of the People 31 (1997) ("It is clear . . . that the recall cannot be employed against a member of the U.S. Congress without a U.S. constitutional amendment authorizing the recall."); Bybee, supra, 91 Nw. U.L.Rev. at 530, 558
In a manner consistent with the analysis in section IV of this opinion, the U.S. Supreme Court has considered and rejected supplemental conditions to congressional terms of service. In Powell v. McCormack, the Court determined that the House of Representatives has no power to exclude its members so long as they have satisfied the three requirements for membership listed in Article 1, Section 2, Clause 2: age, citizenship, and residency. 395 U.S. 486, 489, 89 S.Ct. 1944, 1947, 23 L.Ed.2d 491, 498 (1969). In reaching that conclusion, the Court looked to relevant historical materials to ascertain whether Article I, Section V of "the Constitution gives the House judicially unreviewable power to set qualifications for membership and to judge whether prospective members meet those qualifications" or, conversely, whether "the Constitution gives the House power to judge only whether elected members possess the three standing qualifications set forth in the Constitution." Id. at 520, 89 S.Ct. at 1963, 23 L.Ed.2d at 516.
The Court found that the Framers rejected a proposal to empower Congress to add to the three qualifications ultimately fixed by the Constitution, id. at 532-36, 89 S.Ct. at 1970-71, 23 L.Ed.2d at 523-25, and that in the century following the Constitutional Convention, "Congress strictly limited its power to judge the qualifications of its members to those enumerated in the Constitution," id. at 542, 89 S.Ct. at 1974, 23 L.Ed.2d at 528. Therefore, the Court concluded that "Art. I, § 5, is at most a `textually demonstrable commitment' to Congress to judge only the qualifications expressly set forth in the Constitution." Id. at 548, 89 S.Ct. at 1978, 23 L.Ed.2d at 532 (emphasis added).
In Thornton, supra, the Court deemed invalid an Arkansas constitutional amendment that imposed limits on the number of terms that a Member of Congress could serve. 514 U.S. at 783, 115 S.Ct. at 1845, 131 L.Ed.2d at 888. In a 5-4 decision, the Court first reviewed Powell and reaffirmed the two "important propositions" the case established: that "the Framers intended the qualifications listed in the Constitution to be exclusive" and that it is a "fundamental principle of our representative democracy. . . `that the people should choose whom they please to govern them.'" Id. at 795, 115 S.Ct. at 1851, 131 L.Ed.2d at 895-96 (alteration in original) (quoting Powell,
In both form and substance, the Court's analysis of the term-limits issue applies to resolving the recall issue. The Court framed its opinion by canvassing "the text and structure of the Constitution, the relevant historical materials, and, most importantly, the `basic principles of our democratic system.'" Id. at 806, 115 S.Ct. at 1856, 131 L.Ed.2d at 902. The Court found "most striking that nowhere in the extensive ratification debates [was there] any statement by either a proponent or an opponent of rotation that the draft constitution would permit States to require rotation for the representatives of their own citizens." Id. at 814, 115 S.Ct. at 1860, 131 L.Ed.2d at 907. Moreover, "for over 150 years prior to Powell, commentators [believed it was] the view of the House that States could not add to the qualifications established in the Constitution." Id. at 817, 115 S.Ct. at 1862, 131 L.Ed.2d at 909. Therefore, the Court concluded that the Constitution, which "allows the States but a limited role in federal elections, and maintains strict checks on state interference with the federal election process[,]. . . thus creates a uniform national body representing the interests of a single people." Id. at 822, 115 S.Ct. at 1864, 131 L.Ed.2d at 911-12. As noted earlier, the Court emphasized that "a patchwork of state qualifications" would "undermin[e] the uniformity and the national character that the Framers envisioned and sought to ensure." Id. at 822, 115 S.Ct. at 1864, 131 L.Ed.2d at 912.
The Court, in a footnote also referred to above, added that "[t]he Framers' decision to reject a proposal allowing for States to recall their own representatives reflects the[] same concerns" that "States would try to undermine the national government." Id. at 810 n. 20, 115 S.Ct. at 1858, 131 L.Ed.2d at 904 (internal citation omitted); see also id. at 890, 115 S.Ct. at 1896, 131 L.Ed.2d at 953 (Thomas, J., dissenting) (recognizing that "a power of recall [was] denied to the States when [the Framers] specified the terms of Members of Congress"). In its strong concluding remarks, the Court declared that a State could prescribe term limits for congressional office only if the Federal Constitution were so amended. Id. at 837-38, 115 S.Ct. at 1871, 131 L.Ed.2d at 921 (majority opinion).
Lastly, in Cook, supra, the Court held that Missouri could not threaten to print negative labels on ballots next to the names of congressional candidates who failed to take steps to support term limits, as specified in a state constitutional amendment. 531 U.S. at 514-15, 527, 121 S.Ct. at 1033-34, 1040, 149 L.Ed.2d at 50-51, 58. The Court recognized that aside from the Elections Clause, "[n]o other constitutional provision gives the States authority over congressional elections, and no such authority could be reserved under the Tenth Amendment"; thus, States may only regulate congressional elections to the extent that such power is delegated by the Elections Clause. Id. at 522-23, 121 S.Ct. at 1038, 149 L.Ed.2d at 56. The Court then clarified that the Elections Clause relates to "the procedural mechanisms of elections," which do not include a power to attach adverse labels to congressional candidates who do not embrace term limits. Id. at 526, 121 S.Ct. at 1039, 149 L.Ed.2d at 58.
In the above trilogy of cases, the Court engaged in historical and textual analysis to determine whether rules could be added to congressional terms of service when the
Because substantial evidence relating to the text, history, and structure of the Federal Constitution reveals that recall was prohibited to the States and deliberately omitted from the Constitution, the Tenth Amendment does not come into play. Nevertheless, because the Committee and amici rely heavily on the Tenth Amendment, we briefly address their position.
The Tenth Amendment provides that "[t]he powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people." U.S. Const. amend. X. Thornton interpreted that provision and directly addressed the question of reserved powers. The Court explained that the Tenth Amendment "could only `reserve' that which existed before," and thus "`[n]o state can say, that it has reserved, what it never possessed.'" 514 U.S. at 802, 115 S.Ct. at 1854, 131 L.Ed.2d at 899-900 (quoting 1 Story § 627). Therefore, despite any practices that preceded the Federal Constitution, no State is empowered to exercise control over federal elections — except for those areas expressly delegated by the Constitution — because "electing representatives to the National Legislature was a new right, arising from the Constitution itself." 514 U.S. at 805, 115 S.Ct. at 1856, 131 L.Ed.2d at 902; see also Cook, supra, 531 U.S. at 522-23, 121 S.Ct. at 1037-38, 149 L.Ed.2d at 55-56. Under that analysis, because the office of U.S. Senator exists only as a result of the Constitution, States do not possess a reserved right to recall their Senators.
The dissent in Thornton took a contrary view. It maintained that the Tenth Amendment encompassed the "default" rule that "[w]here the Constitution is silent about the exercise of a particular power — that is, where the Constitution does not speak either expressly or by necessary implication — the Federal Government lacks that power and the States enjoy it." Thornton, supra, 514 U.S. at 848, 115 S.Ct. at 1876, 131 L.Ed.2d at 927 (Thomas, J., dissenting). Thus, it disagreed with the position that "the only powers reserved to the States are those that the States enjoyed before the framing." Id. at 857, 115 S.Ct. at 1880, 131 L.Ed.2d at 933. Nonetheless, even the dissent acknowledged that "a power of recall [was] denied to the States when [the Framers] specified the terms of Members of Congress." Id. at 890, 115 S.Ct. at 1896, 131 L.Ed.2d at 953.
The Committee and amici assert that the omission from the Federal Constitution of any mention of recall — a power that pre-dated the Constitution — signals that the power was reserved to the States or the people via the Tenth Amendment. The Appellate Division accepted that logic to some extent and partially grounded its decision on the premise that "[t]he silence of the federal Constitution may well result in the conclusion that [recall] may be done." Menendez, supra, 413 N.J.Super. at 455, 995 A.2d 1109 (citing Thornton, supra, 514 U.S. at 845, 115 S.Ct. at 1875, 131 L.Ed.2d at 926 (Thomas, J., dissenting)).
However, that precise reasoning was explored and repudiated in Thornton and Cook. Cook, supra, 531 U.S. at 522, 121 S.Ct. at 1037, 149 L.Ed.2d at 55-56 ("Because any state authority to regulate election to those [federal] offices could not
Certain issues presented do not require extended discussion. We start with the Committee's and ACRU's First Amendment argument that the UREL protects constitutional rights to political activity and expression.
Citizens plainly have the right to petition and engage in political speech against elected officials. See Meyer v. Grant, 486 U.S. 414, 421-22, 108 S.Ct. 1886, 1892, 100 L.Ed.2d 425, 435 (1988). They are free to petition Congress to allow for recall elections of U.S. Senators. But those rights do not, in and of themselves, establish or guarantee a right to recall under the Federal Constitution. See, e.g., Kerchner v. Obama, 612 F.3d 204, 209 (3d Cir.2010) (finding "claims under the First Amendment are without merit because the individual right to petition does not `require government policymakers to . . . respond to individuals' communications on public issues" (citation omitted)); We the People Found., Inc. v. United States, 485 F.3d 140, 143-44 (D.C.Cir.2007) (holding that "the Supreme Court flatly stated that the First Amendment . . . does not provide a right to a response to or official consideration of a petition" (citing Minn. State Bd. for Cmty. Colls. v. Knight, 465 U.S. 271, 285, 104 S.Ct. 1058, 1066, 79 L.Ed.2d 299, 312-13 (1984), and Smith v. Ark. State Highway Employees, 441 U.S. 463, 465, 99 S.Ct. 1826, 1828, 60 L.Ed.2d 360, 363 (1979))); Initiative & Referendum Inst. v. Walker, 450 F.3d 1082, 1099 (10th Cir. 2006) (explaining that although "[t]he First Amendment undoubtedly protects the political speech that typically attends an initiative campaign, just as it does speech intended to influence other political decisions[,]. . . it does not protect the right to make law, by initiative or otherwise"); Baker v. Deane, 196 N.J.Super. 416, 424, 483 A.2d 218 (Law Div.1983) (explaining, in reviewing prior recall statute, that "[t]he constitutional right to petition is to be distinguished from the right to petition for recall" (citation omitted)).
The appellate panel also relied on case law that expands state constitutional protections beyond those guaranteed under the Federal Constitution. See Menendez, supra, 413 N.J.Super. at 454, 995 A.2d 1109 (citing State v. Novembrino, 105 N.J. 95, 144-45, 519 A.2d 820 (1987), and State v. Hunt, 91 N.J. 338, 345-46, 450 A.2d 952 (1982)). Those cases do not stand for the proposition that States can provide rights that are preempted, expressly or impliedly, under the Federal Constitution. For instance, a State could not pass a law authorizing its individual departure from the electoral-college system for presidential elections, even if the State acted in the interest of better representing its citizens.
The Committee also advances various policy arguments in favor of recall elections, including the importance of affording citizens a mechanism to recall a sick, corrupt, or non-responsive Senator from office. We cannot resolve the policy debate over recall any more than the
The UREL and the Recall Amendment offer New Jersey voters the power to hold state and local public servants accountable through the recall process. We recognize the important and legitimate aims of both laws. See Comm. to Recall Theresa Casagrande from Office of Spring Lake Heights Sch. Bd. Member v. Casagrande, 304 N.J.Super. 496, 501, 507, 701 A.2d 478 (Law Div.) (explaining that passage of UREL served to expand to more citizens right to recall public officials and "to eliminate uncertainty in the recall process by setting specific time limits and checks and balances"), aff'd, 304 N.J.Super. 421, 701 A.2d 439 (App.Div.1997).
In light of our finding that portions of the UREL and the Recall Amendment which subject Senators to recall are unconstitutional, the proper way to preserve other aspects of the laws is through judicial surgery. State v. Natale, 184 N.J. 458, 485, 878 A.2d 724 (2005) ("When necessary, courts have engaged in judicial surgery to save an enactment that otherwise would be constitutionally doomed." (internal quotation marks omitted) (citing Town Tobacconist v. Kimmelman, 94 N.J. 85, 104, 462 A.2d 573 (1983), and N.J. State Chamber of Commerce v. N.J. Election Law Enforcement Comm'n, 82 N.J. 57, 75, 411 A.2d 168 (1980))); see also Ayotte v. Planned Parenthood of N. New England, 546 U.S. 320, 328-29, 126 S.Ct. 961, 967, 163 L.Ed.2d 812, 821 (2006) ("[W]hen confronting a constitutional flaw in a statute, we try to limit the solution to the problem. We prefer, for example, . . . to sever its problematic portions while leaving the remainder intact, United States v. Booker, 543 U.S. 220, 227-29, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005).").
We therefore conclude that the provisions of the UREL and the Recall Amendment pertaining to U.S. Senators are invalid, but otherwise allow the laws to remain
The dissent uses various techniques to challenge the above analysis. It attempts to bypass the historical record with broad swipes; it champions marginal items; it offers rousing rhetoric about disenfranchising voters; and it appeals to emotion. But those techniques cannot rewrite the Constitution.
In an effort to be complete, this opinion contains each reference to recall that was found in the historical record. The references consistently confirmed that the Framers considered and rejected a right to recall, and that the new Constitution did not permit states to recall U.S. Senators. The dissent offers no direct, contrary proofs in response. Instead, it affirmatively declines to challenge, "point-by-point," the powerful historical record assembled. Id. at 149, 7 A.3d at 763. Such an approach might have advanced the discussion. Argument that appears in its place, however, is unable to erase recorded history.
If the Framers had offered evidence that arguably supported the right to recall, the dissent apparently would have received them differently. Indeed, the limited history that the dissent chooses to champion is revealing. It devotes two full pages to defend Bushrod Washington even though in the end, no matter his accomplishments later in life, the document President Washington sent him was but an ambiguous, private letter to his nephew, which cannot serve as a substitute for volumes of actual, public debates involving the Framers.
In addition to marginalizing the historical record, the dissent does not spare aspects of U.S. Supreme Court rulings with which it disagrees. For example, straightforward observations about the lack of a right of recall in Thornton — made by nine Supreme Court Justices in dicta — were "inexplicably . . . included" by the Court. Id. at 152, 7 A.3d at 764. But the U.S. Supreme Court is, of course, the ultimate arbiter of the Federal Constitution.
For the reasons set forth above, we find that the case is ripe for review and that the Federal Constitution does not allow States the power to recall U.S. Senators. That conclusion is faithful to the rule of
We therefore reverse the judgment of the Appellate Division and vacate its order requiring the Secretary to accept the notice of intention.
Justices RIVERA-SOTO and HOENS, dissenting.
"No right is more precious in a free country than that of having a voice in the election of those who make the laws under which, as good citizens, we must live. Other rights, even the most basic, are illusory if the right to vote is undermined." Wesberry v. Sanders, 376 U.S. 1, 17, 84 S.Ct. 526, 535, 11 L.Ed.2d 481, 492 (1964). "[T]he right to vote is inherent in the republican form of government envisaged by . . . the Constitution. The House — and now the Senate — are chosen by the people."
Our reverence for the right to vote is long-standing. As early as 1702, well before the founding of the Republic, the tradition we inherited from the British courts explicitly recognized that "[a] right that a man has to give his vote at the election of a person to represent him in parliament, there to concur to the making of laws, which are to bind his liberty and property, is a most transcendent thing, and of an high nature. . . . It is a great injury to deprive . . . [him] of it[.]" Ashby v. White, 2 Ld. Raym. 938, 953 (1702) quoted in Gray v. Sanders, 372 U.S. 368, 375 n. 7, 83 S.Ct. 801, 805 n. 7, 9 L.Ed.2d 821, 827 n. 7 (1963). Those principles have guided us since the outset of our history as an independent nation:
It is through the exercise of their right to vote that the people, from whom all authority is derived, can make themselves heard. That the people are that ultimate source of authority has been recognized in New Jersey since it was expressed in our first Constitution. Adopted on July 2, 1776, the preamble to that Constitution proclaimed that "all the constitutional authority ever possessed by the kings of Great Britain over these colonies, or their other dominions, was, by compact, derived
Consistent with drawing governmental power exclusively from the well-spring of its citizenry, our Constitution explicitly and soundly declares that "[a]ll political power is inherent in the people." N.J. Const. art. I, ¶ 2(a). In sharp contrast, it limits the role of government, defining its purpose as follows: "[g]overnment is instituted for the protection, security, and benefit of the people, and they have the right at all times to alter or reform the same, whenever the public good may require it." Ibid. That language of limitation is identical to Article I, paragraph 2 of its predecessor Constitution, the Constitution of 1844. Compare N.J. Const. of 1844, art. I, ¶ 2 with N.J. Const. art. I, ¶ 2(a). In furtherance of its citizenry's supremacy, this State has long embraced the view that
More recently, this Court has held that, under our current Constitution, "[t]he citizen is not at the mercy of his servants holding positions of public trust nor is he helpless to secure relief from their machinations except through the medium of the ballot, the pressure of public opinion or criminal prosecution." Driscoll v. Burlington-Bristol Bridge Co., 8 N.J. 433, 476, 86 A.2d 201 (1952).
Until today, this Court zealously has safeguarded the right of our citizens to be governed only by those who are elected by the people. In Gangemi v. Rosengard, 44 N.J. 166, 207 A.2d 665 (1965), we explained that "despite an impoverished beginning, the right to vote has taken its place among our great values. Indeed the fact that the voting franchise was hoarded so many years testifies to its exalted position in the real scheme of things. It is the citizen's sword and shield." Id. at 170, 207 A.2d 665. In ringing tones, we have described the right to vote as "the keystone of a truly democratic society." Ibid.
The protection of the voting franchise also has found expression in this Court's insistence that "[e]lection laws are to be liberally construed so as to effectuate their purpose." Kilmurray v. Gilfert, 10 N.J. 435, 440, 91 A.2d 865 (1952). That insistence has remained unbroken, see Deamer v. Jones, 42 N.J. 516, 521, 201 A.2d 712 (1964) (citing Kilmurray, supra, 10 N.J. at 440, 91 A.2d 865); Sadloch v. Allan, 25 N.J. 118, 129, 135 A.2d 173 (1957) (same); Wene v. Meyner, 13 N.J. 185, 197, 98 A.2d 573 (1953) (quoting Chief Justice Vanderbilt's majority opinion in Kilmurray, supra, 10 N.J. at 440, 91 A.2d 865), underscoring that "this Court has traditionally given a liberal interpretation to [election]
Shortly after this Court's decision in Catania v. Haberle,
In compliance with that constitutional mandate, the Legislature enacted comprehensive legislation to give effect to its provisions. See Uniform Recall Election Law, N.J.S.A. 19:27A-1 to -18 (provisions for recall of elected officials generally); N.J.S.A. 40:41A-88 to -98 (provisions for recall of county elected officials); N.J.S.A. 40:69A-168 to -178 (provisions for recall of municipal elected officials generally); N.J.S.A. 40:75-25 to -49 (provisions for recall of elected municipal commissioners); N.J.S.A. 40:84-12 (provisions for recall of elected municipal councilmen). As Professor Williams also has noted, "[t]he power of recall by the electorate is a major change in New Jersey representative government. The amendment takes the question of the sufficiency of the recall reasons away from the courts." Williams, supra, at xxi.
Germane to this appeal, and fully consistent with that constitutional mandate, Section 2 of the Uniform Recall Election Law specifically provides that "[p]ursuant to Article I, paragraph 2b. of the New Jersey Constitution, the people of this State shall have the power to recall, after at least one year of service in the person's current term of office, any United States Senator or Representative elected from this State or any State or local elected official in the manner provided herein." N.J.S.A. 19:27A-2 (codifying L. 1995, c. 105, § 2 (eff. May 17, 1995)).
It is against the vivid backdrop of this Court's longstanding fidelity to the principles that serve to safeguard the right of the people to choose by whom they shall be governed that this appeal must be considered. The dispute before this Court about the effort by a group of citizens to recall one of New Jersey's two United States Senators, a senator first elected to that office more than a decade after the people amended our Constitution to provide for his recall, is both a weighty and important one. In concluding that the people are powerless to recall him, the majority ignores those clear and fundamental constitutional principles and does so when the matters that are central to this dispute overwhelmingly demand caution rather than a rush to judgment.
Invoking the provisions of Article I, Paragraph 2(b) of the New Jersey Constitution, N.J. Const. art. I, ¶ 2(b), and Section 2 of the Uniform Recall Election Law, N.J.S.A. 19:27A-2, under cover dated September 25, 2009, plaintiff The Committee to Recall Robert Menendez from the Office of U.S. Senator filed with defendant the New Jersey Secretary of State a fully executed notice of intention to initiate a recall of one of New Jersey's sitting U.S. Senators. That notice complied in full with the provisions of Section 6 of the Uniform Recall Election Law, N.J.S.A. 19:27A-6. Tacitly acknowledging its statutory obligation to, "within three business days of receiving the notice, return a certified copy of the approved notice to [plaintiff,]" N.J.S.A. 19:27A-7(a), but without addressing the substance of that filing, on October 5, 2009, defendant wrote to plaintiff. Rather than returning the certified copy of the approved notice as required by the Uniform Recall Election Law, however, defendant merely "acknowledge[d] receipt of [plaintiff's] Notice of Intention for the purpose of initiating a recall effort against Senator Robert Menendez[,]" and "advis[ed] that [plaintiff's] Notice of Intention is currently under legal review[ and, u]pon completion of this review, [plaintiff] will be notified accordingly."
Nothing happened. Under cover dated November 10, 2009, plaintiff submitted "a second Notice of Intent for the purpose of initiating a recall effort against Senator Robert Menendez."
Two days later, plaintiff appealed and, after adding Senator Menendez as an indispensable party, the Appellate Division reversed. Comm. to Recall Robert Menendez from the Office of U.S. Senator v. Wells, 413 N.J.Super. 435, 995 A.2d 1109 (App.Div.2010). Specifically, it "order[ed] the current Secretary of State to accept and file [plaintiff's] petition, and to proceed under the [Uniform Recall Election Law]."
Defendant demurred on any further judicial review, instead acknowledging "that the Appellate Division correctly pointed out that a condition precedent to any recall election — obtaining the signatures of approximately 1.3 million registered voters within 320 days — may never come to pass." She noted that, "[r]epeatedly invoking principles of judicial restraint," the Appellate Division properly had stayed its judicial hand. She emphasized that "[t]he Appellate Division recognizing the `grave and momentous consequences of invalidating' New Jersey's constitutional and statutory recall provisions, decided to `apply caution and restraint.'" She concluded that she would "not seek to overturn this exercise of judicial prudence and restraint."
Rather than proceeding with the care and prudence befitting a challenge that seeks to have this Court declare unconstitutional a provision of our own State Constitution adopted within recent memory by the people of this State, the majority throws caution aside and rushes onward. Because, however, there is no present need to reach the constitutional question urged upon us and because, in any event, this appeal raises nothing unconstitutional about New Jersey's constitutional and statutory recall election provisions, we dissent.
We address first whether this Court should reach the constitutional issue at all. The majority opines at length that the present controversy is not moot, ante at 95-99, 7 A.3d at 729-31, and that it is ripe for disposition, ante at 99-103, 7 A.3d at 731-34. Curiously, however, the majority sidesteps the core determination reached by the Appellate Division's decision: that there is "no urgent reason to now decide the question of invalidity or validity with finality." Comm. to Recall Robert Menendez from the Office of United States Senator, supra, 413 N.J.Super. at 457, 995 A.2d 1109. Thus, the question presented is not whether the controversy before this Court is moot or ripe but, rather, whether this Court should even involve itself in a constitutional quagmire that may never come to pass. Because that is the holding from which this appeal stems, that is the necessary threshold question this Court must address.
That inquiry must start by determining the appropriate standard of review. When, as here, a facial challenge is made to an election law, we are required to view that challenge with a jaundiced eye. As the Supreme Court of the United States recently noted in the context of a claim of unconstitutionality of an election law,
Each of the three factors the United States Supreme Court found worthy of comment in Washington State Grange is present here. First, in light of the enormous number of signatures that our Constitution and statute require in order to trigger a recall, the question of whether Sen. Menendez in fact will be subject to recall is, at best, rank speculation. Second, in order to reach its result, the majority considers a constitutional issue that is unnecessary for disposition of this case. Finally, declaring unconstitutional a provision of our State Constitution and its implementing legislation clearly and directly frustrates the expressed will of the people of New Jersey. Each of those concerns, standing alone, should give pause; in the aggregate, they compel the exercise of caution and restraint.
Further, our jurisprudence is replete with instances where we have insisted that "we do not address constitutional issues when a narrower, non-constitutional result is available[.]" United States v. Scurry, 193 N.J. 492, 500 n. 4, 940 A.2d 1164 (2008). This Court time and again has held that it "should not reach a constitutional question unless its resolution is imperative to the disposition of litigation." Randolph Town Ctr., L.P. v. County of Morris, 186 N.J. 78, 80, 891 A.2d 1202 (2006) (citations omitted); see N.J. Div. of Youth & Family Servs. v. S.S., 187 N.J. 556, 564, 902 A.2d 215 (2006) (same); Gac v. Gac, 186 N.J. 535, 547, 897 A.2d 1018 (2006) ("Recently, we restated that a constitutional issue should not be decided `unless its resolution is imperative to the disposition of litigation.'") (citation omitted); State v. Fowlkes, 169 N.J. 387, 396, 778 A.2d 422 (2001) (declining to reach constitutional question based on "rule that `a court should not reach and determine a constitutional issue unless absolutely imperative in the disposition of the litigation'") (citation omitted); In re N.J. Am. Water Co., 169 N.J. 181, 197, 777 A.2d 46 (2001) (same); Am. Trucking Ass'ns, Inc. v. State, 164 N.J. 183, 183, 752 A.2d 1286 (2000) (stating that "when ultimate constitutional issues are especially fact-sensitive the Court should await, before decision, the presentation of a well-developed record") (citation omitted); O'Keefe v. Passaic Valley Water Comm'n, 132 N.J. 234, 240, 624 A.2d 578 (1993) (stating that, "[a]s we have previously explained, courts should not reach constitutional questions unless necessary to the disposition of the litigation") (citations omitted); State v. Zucconi, 50 N.J. 361, 364, 235 A.2d 193 (1967) ("We decline to consider a constitutional question . . . in a case which does not require such a decision."); Ahto v. Weaver, 39 N.J. 418, 428, 189 A.2d 27 (1963) (stating that "constitutional questions will not be resolved unless absolutely imperative in the disposition of the litigation") (citation omitted); State v. Salerno, 27 N.J. 289, 296, 142 A.2d 636 (1958) ("[W]e should not undertake to resolve a constitutional challenge if the litigation may be disposed of without reaching the fundamental issue[.]").
The operative rule is stated plainly:
In addition, the principle of judicial restraint goes hand-in-hand with the core notion that constitutional questions should be avoided unless "absolutely imperative." In the context of the constitutionality of a statutory enactment, this Court recently noted that:
Likewise, we are commanded by the precept that
See also Lewis v. Harris, 188 N.J. 415, 460, 908 A.2d 196 (2006) (chiding dissent for being "willing to part ways from traditional principles of judicial restraint to reach a constitutional issue that is not before us").
The time-honored principle of judicial restraint is moored firmly to the commonsense notion that "while [the] unconstitutional exercise of power by the executive and legislative branches of the government is subject to judicial restraint, the only check upon [a court's] own exercise of power is [its] own sense of self-restraint." United States v. Butler, 297 U.S. 1, 78-79, 56 S.Ct. 312, 325, 80 L.Ed. 477, 495 (1936) (Stone, J., dissenting). And, Justice Pollock has aptly and pithily summarized the logic that should animate and inform the exercise of judicial restraint; he explained: "Sometimes, the hardest decision is the decision not to decide. Yet the decision not to decide is at the core of judicial restraint." De Vesa v. Dorsey, 134 N.J. 420, 443, 634 A.2d 493 (1993) (Pollock, J., concurring). An object lesson of the price to be paid for disregarding that irrefutable logic arose a mere decade ago, when this country suffered through repeated — and, some persuasively claim, gratuitous — convulsions from a disputed presidential election. In that charged context, the wise and cautionary note sounded by the Chief Justice of the Florida Supreme Court bears repeating here:
We ignore that wisdom and caution at our peril.
Those considerations — the reasons that undergird the exercise of judicial restraint — appropriately and reasonably motivated the Appellate Division to stay its hand and forgo declaring needlessly that a provision of our State Constitution duly adopted by our electorate, together with its implementing legislation, was now, seventeen years after its adoption, somehow unconstitutional. Yet, nowhere in the majority's opinion is there any discussion whatsoever of the reasons or rationale by which the Appellate Division elected to bypass ruling on the underlying constitutional question that the majority instead decides to tackle. More to the point, nowhere does the majority explain why that simple, straightforward, readily understandable and time-honored resolution ought to be disregarded.
In support of its apparent belief that the issue it reaches is of such magnitude that it must be addressed, the majority discusses the two reasons offered by the Senator. First, the majority notes that requiring him to participate in a recall will divert his attention from his important duties, pointing out that his "coordination and oversight of such efforts would come at the expense of his or her congressional responsibilities." Ante at 100, 7 A.3d at 732. Second, the majority warns that "[t]he recall initiative also injects uncertainty and instability into the State's electoral scheme[.]" Ibid. Neither, however, withstands scrutiny. All elected officials are products of the electoral process; as politicians, they live and die by the electoral process and, more importantly, the will of the people. The Senator, like all officials elected since 1995, ran for and assumed office on notice that his election was subject to recall. Suggesting that recall will diminish his ability to serve or create uncertainty would counsel against its use as to any elected official, a view well out of step with the will of the people.
Moreover, were we to agree with the claim that subjecting an elected official to the sanction of the people somehow diminishes him or her, then an elected official could not be charged with a crime or subjected to a civil lawsuit while in office. But as the United States Supreme Court has held, even civil litigants are not precluded from pursuing claims against elected officials, see, e.g., Clinton v. Jones, 520 U.S. 681, 705-06, 117 S.Ct. 1636, 1650, 137 L.Ed.2d 945, 968 (1997) (categorically rejecting stay of proceedings in civil lawsuit against the President of the United States), a conclusion that runs contrary to the concerns expressed by the majority.
In our view, the confluence of relevant considerations — the principle commanding that we avoid a constitutional question unless indispensable to the outcome and the salutary doctrine of judicial restraint — authoritatively counsels that we, like the Appellate Division, stay our hand and allow the recall process to go forward. We so conclude by pragmatically recognizing the daunting task facing plaintiff: securing,
Respecting the will of New Jersey's citizens, as reflected in our Constitution, insures that, in the words of Professor Burns, we retain "the Constitution as the people's charter, not a lawyer's contract." James MacGregor Burns, Packing the Court: The Rise of Judicial Power and the Coming Crisis of the Supreme Court 254 (2009). Addressing the question presented in this appeal with the humility these circumstances requires is consistent with Thomas Jefferson's well expressed words, that there is "no safe depository of the ultimate powers of society but the people themselves; and if we think them not enlightened enough to exercise their control with wholesome discretion, the remedy is not to take it from them, but to inform their discretion by education." Letter from Thomas Jefferson to William C. Jarvis (Sept. 28, 1820). Our failure to follow that simple guide will make prophetic once again Abraham Lincoln's very public and focused attack on what was then viewed as a stark example of judicial tyranny:
In short, in the circumstances presented in this appeal, there is no need to reach the question of whether New Jersey's recall provisions—either constitutional or statutory—concerning United States Senators elected by the people of New Jersey to represent the people of New Jersey run afoul of the United States Constitution. Therefore, the decision of the Appellate Division exercising judicial restraint and commanding that the ministerial functions in respect of the recall process required of state officials be carried out should be affirmed.
Tasked with having to prove a negative, namely, that the power to recall does not exist, and burdened by the absence of any clear evidence that its premise is either historically accurate or analytically sound, the majority resorts to the technique of cataloguing separate words and events, as if they represented a unified and coherent whole. In the process, there are references to obscure moments in history, elevation of dicta to lofty heights of predictive certainty, and reliance on information both extrinsic and irrelevant, all of which is held together by an insistence that boils down to the proposition that if a right cannot be found expressly, it must not exist at all. Shoring up that endeavor are dismissive rejections of any and all evidence that detracts from that theme or suggests that it is in error.
In the end, the majority hopes to prove that a Senator is elected for a term and that once chosen he serves that term to its end, without regard for whether his continued service fulfills the will of the people. Because the Constitution's text lacks a direct expression that the people have the right to recall him, the majority concludes that the people are utterly powerless. But that reflects a policy choice, one that cloaks in total immunity anyone who is elected, by even the tiniest percentage of the voters, without regard for what he might do to merit recall. It protects him in spite of the fact that, under our Constitution and our statute, recall could only be accomplished if supported by the cries of an overwhelming number of citizens with contrary views.
That policy preference is a rejection of the alternate choice, one that recognizes that the power of the people to select by whom they shall be governed is far superior to the wishes of an individual, or a political party, or the whole of the body of the Senate. Our great nation survives because it is built on the premise that the federal government is a limited one, with only those powers that the people have chosen to vest in it and, more to the point, because it rests on the fundamental notion that power resides in the people unless and until they grant it elsewhere. Lacking any evidence that the people have ceded their power of recall by explicit declaration, the majority tries to find in their silence support for its wholly-antidemocratic outcome. For us, the sound of more than a million voices demanding the accountability that recall protects should not so willingly be silenced by this Court.
Much of the majority's opinion is devoted to an exhaustive compilation of historical references designed to demonstrate that the power to recall, which is nowhere mentioned in the text of the Federal Constitution, does not exist. Those materials consist of delegates' notes describing speeches, debates, and proposals of various kinds offered either during the Constitutional Convention itself or during some of the ratifying conventions; portions of selected Federalist Papers; and references to amendments offered or discussed at various stages that would have made the recall right explicit. The aggregate is then used to advance the argument that because the right of recall was discussed but not expressly included in the Federal Constitution, it must have been rejected, obliterated, or deleted.
And yet, nowhere in that pile of information is there anything that approaches the level of clarity on the question that the majority hopes to prove. Nowhere in the lengthy recounting of the exchange of viewpoints that inform any robust debate on a matter as important as the creation of a new Constitution is there anything
On the contrary, the fundamental principles on which the nation was founded, which are embodied in the Federal Constitution itself, which were championed by the Founding Fathers we today revere, and which are infused throughout the decisions of this Court and of the United States Supreme Court, make manifest that the majority's conclusion not only is fundamentally flawed, but that it flies in the face of all we hold dear as citizens of this proud nation.
One could, of course, engage in a point-by-point refutation of each of the sources on which the majority relies, but to do so would be to make the same mistake that the majority does, missing the bigger picture that the mass of materials, viewed individually, inevitably obscures. Instead, rather than engaging in what would be a tedious response to the majority's effort to assemble the best case it can muster for its conclusion, we can, with a few examples, illustrate the essential bankruptcy of the majority's thesis.
The power of recall has deep historical roots, blossoming from fundamental notions of popular sovereignty, that is, that all power resides with the people and that it is only by their consent that the people may be governed. That doctrine finds its most familiar expression in the Declaration of Independence:
But its arrival on our shores came far earlier, for themes of popular sovereignty are found in the earliest governing compacts created by the brave souls who came here. The pilgrims, in the Mayflower Compact of 1620, agreed to "enact, constitute and frame, such just and equal Laws, Ordinances, Acts, Constitutions and Offices, from time to time, as shall be thought most meet and convenient." Two early colonial constitutional compacts, both agreed upon by settlers in 1639, also give voice to the doctrine. See Agreement of the Settlers at Exeter in New Hampshire (Aug. 4, 1639) (agreeing to "combine ourselves together to erect and set up among us such Government as shall be to our best discerning agreeable to the Will of God."); Fundamental Agreement, or Original Constitution of the Colony of New Haven, pmbl. (June 4, 1639) [hereinafter Fundamental Agreement] ("[A]ll the free planters assembled together in a general meeting, to consult about settling civil government, according to God."). The right of recall is at least as ancient; although not explicit in either of those early constitutions, it was discussed among the free planters as a way to keep in check the potential excesses of those appointed to positions of power. See Fundamental Agreement, supra, Query 5. That the doctrine of popular sovereignty is infused in our deepest historical traditions cannot be ignored.
Because the United States Constitution says nothing about the right of the people to recall a Senator, the majority begins with self-evident proclamations about the Supremacy Clause, U.S. Const. art. VI, cl. 2, and the corollary proposition that a conflicting state statute or constitutional provision
The first, and most directly relevant, is Article I, Section 3, Clause 3. Often referred to as the Qualifications Clause, it lists only three such qualifications, requiring that one who seeks election to the Senate be at least thirty years old, have been a citizen for at least nine years, and be an inhabitant of the State which "he shall be chosen" to represent. The second relevant provision is found in Article I, Section 4, Clause 1, which is often referred to as the Elections Clause or the Time, Place and Manner Clause. That provision creates a mechanism through which, subject to a limited override right granted to Congress, each state's legislature is empowered to make its own regulations governing the election of Senators.
In one of the few precedents from the United States Supreme Court cited in this appeal, two of these provisions were considered in the context of an effort in Arkansas to impose a term limit. See U.S. Term Limits, Inc. v. Thornton, 514 U.S. 779, 115 S.Ct. 1842, 131 L.Ed.2d 881 (1995). Rejecting the argument of the statute's supporters that a term limit was simply a permissible regulation of the time, place, and manner of elections, the Court's majority focused instead on the Qualifications Clause. Id. at 828-35, 115 S.Ct. at 1866-70, 131 L.Ed.2d at 915-20. The majority found the statute unconstitutional because imposing a term limit amounted to the addition of a qualification, namely, that a Senator not have previously served too many terms. Id. at 831, 115 S.Ct. at 1868, 131 L.Ed.2d at 917. By extension, the United States Supreme Court subsequently considered and struck down Missouri's effort, through an amendment to its constitution adopted in the wake of the decision in U.S. Term Limits, that purported to require its congressmen to work for a federal term limits amendment. See Cook v. Gralike, 531 U.S. 510, 525-26, 121 S.Ct. 1029, 1039-40, 149 L.Ed.2d 44, 57-58 (2001).
Although the only question before the Court in U.S. Term Limits was whether the imposition of a term limit would violate the Qualifications Clause, both the majority and the dissenting opinions, inexplicably, included a reference to a presumed absence of a recall right. See U.S. Term Limits, supra, 514 U.S. at 810 n. 20, 115 S.Ct. at 1858 n. 20, 131 L.Ed.2d at 904 n. 20; id. at 890, 115 S.Ct. at 1896, 131 L.Ed.2d at 953 (Thomas, J., dissenting).
Not only are the references in both opinions dicta, but it is noteworthy that neither of them includes the sort of detailed and scholarly analysis that ordinarily accompanies a pronouncement of such magnitude. In the majority opinion, recall is mentioned only in a footnote attached to a discussion of the ratification debates about the danger of permitting the states to fix congressional compensation. See id. at 810 n. 20, 115 S.Ct. at 1858 n. 20, 131 L.Ed.2d at 904 n. 20 (citing 1 Records of the Federal Convention of 1787 20, 217 (M. Farrand, ed. 1911)) (hereinafter Farrand). In Justice Thomas's dissent, recall is similarly confined to the discussion of the same point and, uncharacteristically, is not supported by citations to the historical record. See id. at 890, 115 S.Ct. at 1896, 131 L.Ed.2d at 953 (Thomas, J., dissenting) (observing that "a power of recall [was] denied to the States when [the Framers] specified the terms of Members of Congress"). Those passing references to recall simply do not demonstrate that, were the question squarely presented, either the majority or the dissenters would find the matter so easily disposed of.
As one scholar has noted, analyzing recall as an added, and therefore unconstitutional, qualification is fundamentally flawed, because it
The majority of this Court today avoids, as it must, confronting the fact that adding a qualification like a term limit is not only directly contrary to the language of the Qualifications Clause, but is antithetical to the principles espoused by even so ardent a champion of the Federal Constitution as Alexander Hamilton. In his timeless words, uttered during the constitutional debates, it is a fundamental principle of our representative democracy "that the people should choose whom they please to govern them." 2 Debates on the Adoption of the Federal Constitution 257 (J. Elliot ed., 1836) (hereinafter Elliot).
James Madison espoused precisely that principle as well, cautioning against unnecessary qualifications that might "fetter the judgment or disappoint the inclination of the people," as the United States Supreme Court noted. U.S. Term Limits, supra, 514 U.S. at 819, 115 S.Ct. at 1863, 131 L.Ed.2d at 910 (quoting The Federalist No. 57, at 351 (James Madison) (Clinton Rossiter ed., 1961)). Adding such a limitation, which bars a potential candidate from the ballot entirely because he had served an excessive number of terms in office, directly infringes upon the people's right. Id. at 819-20, 115 S.Ct. at 1862-63, 131 L.Ed.2d at 910-11.
But what the majority today fails to see is that recall does not present a similar danger; on the contrary, not only does recall not deprive the people of their choice, but it advances that very right. It
The majority advances a second argument based on Article I, Section 3, asserting that because Clause 1 refers to six years, it creates a fixed and immutable period of time which cannot be altered. That is, because the clause states that Senators shall be selected, in the case of the original constitutional language, by the states' legislatures and shall be "chosen. . . for six years," the argument is that this creates a fixed term of office.
In support of its position that, short of death or expulsion, the seat remains one that can only be occupied for an uninterrupted six years, the majority again finds refuge in the words of the United States Supreme Court. See ante at 105-06, 7 A.3d at 735 (quoting Burton v. United States, 202 U.S. 344, 369, 26 S.Ct. 688, 694, 50 L.Ed. 1057, 1066 (1906)). There, the Court said as much, commenting that "[t]he seat into which [a person] was originally inducted as a Senator . . . could only become vacant by his death, or by expiration of his term of office, or by some direct action on the part of the Senate in the exercise of its constitutional powers." Burton, supra, 202 U.S. at 369, 26 S.Ct. at 694, 50 L.Ed. at 1066. But again, as the majority concedes, ante at 105-06, 7 A.3d at 735, the quote is dicta, because the issue in Burton was whether a Senator could void a federal conviction so that it would not interfere with his service in the Senate. See Burton, supra, 202 U.S. at 365-70, 26 S.Ct. at 692-94, 50 L.Ed. at 1064-66. The United States Supreme Court made its observation while rejecting the argument that the conviction disqualified him, noting that it "did not operate, ipso facto, to vacate the seat of the convicted Senator, nor compel the Senate to expel him or to regard him as expelled by force alone of the judgment." Id. at 369, 26 S.Ct. at 694, 50 L.Ed. at 1066.
Nothing in Burton's holding suggests, however, that the Court intended to limit the ways in which a seat may be vacated. Although its list is prefaced by the word "only," the Court simply did not create an exhaustive list. After all, a seat could become vacant if a Senator retired prior to the end of his term, was elected to the office of President or Governor, or was appointed to the cabinet or to a similar
Turning to the other provisions in the Federal Constitution that are directly relevant to the election and service of Senators, the majority again seeks to prove a negative. It proclaims that the Elections Clause "offers no support for recall," ante at 116, 7 A.3d at 743, but reaches that conclusion by engaging in reasoning that is, in the end, merely circular. Quoting still more dicta, the majority argues that the clause only permits states to affect "the mechanics of congressional elections," namely, their time, place, and manner. Foster v. Love, 522 U.S. 67, 69, 118 S.Ct. 464, 466, 139 L.Ed.2d 369, 373 (1997) (citation omitted). The majority relies on the United States Supreme Court's reasoning that the clause "grant[s] States authority to create procedural regulations," U.S. Term Limits, supra, 514 U.S. at 832, 115 S.Ct. at 1869, 131 L.Ed.2d at 918, overlooking the fact that recall, by affecting the time or manner of an election, could in theory meet that test. More important, however, the majority's reliance on the clause's silence is but a further example of its fundamentally erroneous view that the Federal Constitution must permit recall explicitly or not at all.
The third of the clauses that directly relates to Senators and their terms of office is Article I, Section 5, through which the Senate has been given the authority to expel a member. Apparently relying on the United States Supreme Court's rather limited reading of that section, the majority finds that it must therefore preclude other mechanisms, like recall. In the principal decision about the scope of Section 5, the United States Supreme Court did not address the power to expel, but considered the power of Congress to refuse to seat a duly elected Representative. In short, the Court concluded that the power granted to Congress in Section 5 was limited by the three "qualifications" for members of the House of Representatives established by Article I, Section 2, Clause 2. See Powell, supra, 395 U.S. at 519-22, 89 S.Ct. at 1962-64, 23 L.Ed.2d at 515-17. The Court reasoned that any contrary analysis would empower Congress to thwart the will of the people authorized to elect their Representative "as much by limiting whom the people can select as by limiting the franchise itself." Id. at 547, 89 S.Ct. at 1977, 23 L.Ed.2d at 531.
Article I, Section 5, Clause 2, of course, only grants Congress the authority to expel a member, apparently for violations of its Rules or for disorderly behavior, as long as it does so by a two-thirds vote. Nothing in its language, however, suggests that the clause has any relevance to whether the people of a given state retain the authority to recall. Indeed, the power to expel has neither a logical nor a historical link to the power to recall; instead it was included as a rather ordinary method for internal discipline in any deliberative body. See William Rawle, A View of the Constitution of the United States 48 (2d ed. 1829) (explaining that "this power . . . is incidental to the nature of all legislative bodies."). Even so, Justice Story warned against its abuse, commenting that the two-thirds majority was added as a safeguard:
In short, the Constitutional Clauses that relate to Senators, their selection, and their service, do not explicitly, or even implicitly, address the right to recall them; nothing in any of those clauses therefore precludes its exercise.
Searching for support that it cannot find in the three clauses that relate most directly to the subject of Senators and their terms of office, the majority reverts to a discussion of events that took place during the debates both at the Constitutional Convention itself as well as during selected ratifying conventions. In large measure, that review consists of quoting at length comments made by one delegate or another opining on the right of recall, its benefits, and the wisdom of explicitly including it, and on reasons why amendments on the subject were or were not being offered. See ante at 106-12, 7 A.3d at 735-40. Discussion and comment about recall in general, of course, would be expected, given that the right was expressly conferred on the several states as part of the Articles of Confederation. See Articles of Confederation art. V, ¶ 1. And while some of those speeches suggest that the subject was open to debate, nothing approaches the sort of outright rejection of the right, so fundamental to the power that rests in the people, as the majority would have one believe. That there was discussion is inescapable; that the power is not explicitly mentioned is plain. But the notion that the right therefore does not exist is not proven by those historical observations.
The relatively limited discussions about recall must be understood in their historical context. In creating the new government, the Framers saw much in their experience of governance under the Articles of Confederation that had impeded the creation of unity and cohesion. That document's loose joining together of states with strong individual characters had failed to create anything approaching a cohesive whole and the ability of one or another of the separate states to stymie progress made future unity impossible. See Alfred H. Kelly & Winfred A. Harbison, The American Constitution: Its Origins and Development 99-101 (5th ed. 1976). Thus, the effort to create a stronger, federal system required significant change. The extensive debates while the Constitution was being drafted about the structure of the Congress epitomize the core concerns. Disputes among the states about how to balance representation between and among populous and sparsely-settled states which spawned the Virginia Plan, favoring the former, and the New Jersey Plan, which protected the latter, dominated the debate. See id. at 114-24; 1 Samuel Eliot Morison, Henry Steele Commager & William E. Leuchtenberg, The Growth of the American Republic 246-48 (6th ed. 1969) [hereinafter Morison & Commager].
Emblematic of that debate was the battle over the character of the upper house,
Although a spirited debate erupted over most of the provisions of the Virginia Plan,
Following extensive debates, Dickinson's proposal resurfaced and the convention overwhelmingly chose to vest the power to select members of the Senate in the states' legislatures. Id. at 156-57. As Justice Story noted, that choice reflects, in part, an effort to create a connection between the state and federal governments that would result in a harmonious system, "and that it would increase public confidence by securing the national government from undue encroachments on the powers of the States." 1 Story § 704. In the end, the limited discussions about recall, a right vested in the legislatures under the Articles
The draft of the Constitution that left the convention and made its way through the ratification process was certain to face more debate. And it is in that context that George Washington's letter to his nephew Bushrod Washington, with its explicit assurance that the men who would be elected to the national governing body would be subject to recall, must be viewed. George Washington, after all, had presided over the convention, 1 Farrand 3, had heard the extended debates, and had participated with the others when the convention met as the Committee of the Whole, see, e.g., Bowen, supra, at 40-41. It is particularly telling that the majority dismisses this document as merely "a private letter to a family member," ante at 112, 7 A.3d at 740, because that backhanded reference overlooks, or perhaps proceeds in ignorance of, several important historical facts that bear on the letter's significance.
For one thing, Bushrod Washington was one of the few men at the time who had graduated from college, having earned his degree from the College of William and Mary in 1778, and who had pursued the study of law both there and in Philadelphia. Lawrence B. Custer, Bushrod Washington and John Marshall: A Preliminary Inquiry, 4 Am. J. Legal Hist. 34, 36-37 (1960). His study of law was interrupted by his service in the Continental Army, which was notable for his presence at Yorktown when Lord Cornwallis surrendered. The Supreme Court Justices: Illustrated Biographies, 1789-1993 52 (Clare Cushman ed., 1993).
It is even more significant that, in 1787, the year the Father of our Nation was writing to him, Bushrod Washington had been elected to serve in the Virginia House of Delegates and, within the year, was selected to serve among the delegates to the Virginia ratifying convention. Custer, supra, 4 Am. J. Legal Hist. at 39. He went on to become the first professor of law at the University of Pennsylvania, id. at 37, and he served on the United States Supreme Court for thirty-one years, Illustrated Biographies, supra, at 54, where he was so close an ally and confidante of Chief Justice John Marshall that they were referred to as "one." Herbert A. Johnson, Symposium: Bushrod Washington, 62 Vand. L.Rev. 447, 448 (2009) (Symposium) (citing Letter to Thomas Jefferson from Justice William Johnson (Dec. 10, 1822), reprinted in part in Donald G. Morgan, Justice William Johnson, the First Dissenter 181-82 (1954)). And it was Justice Bushrod Washington, during his tenure on the United States Supreme Court, who penned words that the majority would be well advised to consider today:
That George Washington would write his assurance that there remained the right to recall in the Constitution then being proposed for ratification; that he would write those words to one not only his nephew and his eventual heir, see Johnson, supra, 62 Vand. L.Rev. at 451, but to one who was soon to play his own role in the ratification process, hardly merits such derision from this Court.
Hamilton advocated, as always, for a strong federal government,
The references to recall in the ratifying debates in other states are similar in character, some reflecting a speaker's general view that the Constitutional Convention had exceeded its bounds and that a continuation of the confederation was preferable. For example, the majority's reliance on Luther Martin's speeches and his letter, see ante at 109-10, 7 A.3d at 738, reflects an interesting choice of authority. Described by some historians as the "wild man" of the constitutional convention, see Bowen, supra, at 119, and notable for having engaged in a two-day long speech in which he "harangued" all opposition, see Kelly & Harbison, supra, at 120; 1 Farrand 437-42, he believed that the convention was limited by its charge to mere amendments to the Articles of Confederation, and modest ones at that.
An extreme adherent of the principle of state sovereignty, see Bowen, supra, at 119, he so objected to the obvious efforts of Hamilton and Madison to create an entirely new form of government that he broke the vow of silence to rail against them publicly. He planned to refuse to sign the constitution when it was finalized, see id. at 248-49, and worked tirelessly to defeat it in the days leading to the Maryland ratifying convention.
Much of the debate in the ratifying conventions centered on the absence of an expression of fundamental rights of the people, a shortcoming that some of those conventions proposed to address through the addition of a bill of rights. See 1 Morison & Commager, supra, at 259-60. We need devote little attention to that debate, except as it relates to two provisions that eventually became the Ninth and the Tenth Amendments. Understanding the roles that those guarantees were designed to play sheds light on the question of the recall right and the constitutional authority of the voters of this state to assert that right through an amendment to our Constitution. The majority discusses the Tenth Amendment, see ante at 125-27, 7 A.3d at 748-49, but because recent scholarship suggests that it was designed to complement the Ninth Amendment, see Thomas B. McAffee, A Critical Guide to the Ninth Amendment, 69 Temp. L.Rev. 61, 83 (1996), both inform the debate before this Court.
The two amendments provide:
We begin with a discussion of the Tenth Amendment, which has been more commonly asserted as a source of authority for recall. According to that analysis, because the right of recall was explicit in the Articles of Confederation, and because it was not specifically delegated in the Constitution, it is among the powers that are reserved by the Tenth Amendment to the states, and to the people. In part that argument rests on the familiar notions that our federal government is one "of limited and enumerated powers . . ." 2 Story § 1907. Thus, any power not specifically delegated is reserved. As Justice Story observed:
Nor does U.S. Term Limits, relied upon by the majority, ante at 125-26, 7 A.3d at 748, support the proposition that the Tenth Amendment could not have reserved the recall power. The argument that the federal government did not exist prior to the ratification of the United States Constitution, and that because the Senate therefore
The Ninth Amendment offers further evidence in support of the right to recall. That Amendment essentially lay dormant before becoming the focal point for the debate over inherent individual rights to privacy, see Griswold v. Connecticut, 381 U.S. 479, 85 S.Ct. 1678, 14 L.Ed.2d 510 (1965), when Justice Douglas included it among his sources for the "penumbra[l]" rights, id. at 484, 85 S.Ct. at 1681, 14 L.Ed.2d at 514-15. Justice Goldberg's concurrence, likewise, used the Ninth Amendment as the source of a variety of fundamental human rights not otherwise specified. See id. at 488-96, 85 S.Ct. at 1684-88, 14 L.Ed.2d at 517-22 (Goldberg, J., concurring). Those views provoked the dissent in which Justices Stewart and Black argued that because the Ninth Amendment was intended to limit the power of the federal government, using it as a means that would effectively expand federal power twisted its purposes. Id. at 519-20, 85 S.Ct. at 1701, 14 L.Ed.2d at 536-37 (Black, J., dissenting); id. at 529-30, 85 S.Ct. at 1706, 14 L.Ed.2d at 542 (Stewart, J., dissenting). In the decades that have followed, scholars have taken up the debate, arguing fervently about the historical origins of the Ninth Amendment and its relationship to the Tenth Amendment, as part of their effort to understand what they mean.
Both Amendments spring from the ratifying debates, in which several of the states expressed grave concerns about the absence of an expression of the agreed-upon fundamental rights of the people. See McAffee, supra, 69 Temp. L.Rev. at 69. At the time, state legislatures were considered to be bodies of general authority, with the result that only those rights that were expressly reserved to the people were retained. To some extent, the Articles of Confederation operated in a similar fashion, because they focused on rights that the states ceded to the national body as if the states were the essential repository of all authority. See 1 Morison & Commager, supra, at 228 ("The Federal Government [through the Articles of Confederation] received only those powers which the colonies had recognized as belonging to king and parliament.").
In creating the federal government, the Founders embarked on a very different course, intentionally creating a government "of limited and enumerated powers," 2 Story § 1907, a system in which all powers not expressly designated to the federal government were reserved to the states or the people. Whether the document that emerged from the Constitutional Convention achieved that goal became the subject of "intense debate" that eventually gave rise to the Ninth Amendment. McAffee, supra, 69 Temp. L.Rev. at 69.
In the ratifying debates, the Federalists argued ardently that this is precisely what the Constitution achieved, an intentional scheme so self-evident it did not
The essence of that debate turned to the problem of whether an enumeration of rights might somehow create the implication that the limited rights granted to the federal government were actually not so limited. That is, the concern was that if, for example, the rights included the right of a free press, it might imply that the federal government had been given the authority to regulate the press in some fashion. James Wilson, Speech at a Public Meeting in Philadelphia (Oct. 6, 1787), in 13 The Documentary History of the Ratification of the Constitution 339-40 (John P. Kaminski & Gaspare J. Saladino eds., 1981); see McAffee, supra, 69 Temp. L.Rev. at 87. The Federalists were concerned that the very mention of rights they thought were plainly not given over to the federal government would imply that the Constitution did not actually create a limited government after all. See Kurt T. Lash, The Lost Original Meaning of the Ninth Amendment, 83 Tex. L.Rev. 331, 391 (2004). Some of the states ratified the Constitution only on the condition that it be immediately amended to include an expression of these agreed-upon fundamental rights as a safeguard against expansive federal power, see generally 1 Morison & Commager, supra, at 259-60, apparently finding the Federalist insistence on the clear meaning of the document to be insufficient protection.
The Ninth Amendment, which originated in the Virginia ratifying convention, and which both in its original and final form was drafted by the Federalist James Madison, was designed to solve this problem. McAffee, supra, 69 Temp. L.Rev. at 73; see 1 Annals of Cong., supra, at 449-59 (reprinting Madison's remarks about proposed amendments). And as one scholar has commented, "it was no accident that the Ninth Amendment was placed alongside the Tenth." Lash, supra, 83 Tex. L.Rev. at 336. The two were designed to work in tandem to guard against expansive interpretations of the words of the Constitution that grant power to the federal government and to ensure that both the expressed and unexpressed, but retained, rights of the people be inviolate. McAffee, supra, 90 Colum. L.Rev. at 1307. As part of the way to accomplish that goal, "the Ninth Amendment also counsels against construing federal power as exclusive of concurrent state authority, unless absolutely necessary." Kurt T. Lash, A Textual-Historical Theory of the Ninth Amendment, 60 Stan. L.Rev. 895, 930 (2008).
We need not recount in detail the debates that brought about the separate inclusion of the Ninth and Tenth Amendments to demonstrate that the purpose of the Ninth, as described in the words of its author James Madison, was "guarding against a latitude of interpretation" of the limited rights granted to the federal government. Lash, supra, 83 Tex. L.Rev. at 336; 2 Annals of Cong.1944-52 (1791) (reprinting Madison's Speech in Congress Opposing National Bank, Feb. 2, 1791). In
Understanding the separate roles of the Ninth and Tenth Amendments is necessary in order that they be seen neither as redundant nor as mere surplusage. The Ninth stands as the expression that the power of the federal government is limited and as an essential reminder that the interpretation of its powers is bounded by the rights of the people. The Tenth serves instead as an express reservation of non-enumerated rights to the states or the people. The importance of the rights expressed by the Ninth for this debate is therefore plain. It assures the several States, and the people thereof, that the intentionally limited grant of powers to the federal government will remain so; that expansive readings will be eschewed in favor of interpretations that appreciate the true nature of the constitutional scheme. True faithfulness to fundamental constitutional principles requires that a known right, like the right to recall, could neither be granted nor obliterated by implication; the federal government, not having an express clause in the Constitution relating to Congress that prohibits recall, cannot have its powers expanded by means of the "latitude of interpretation" needed to support the result the majority reaches. On the contrary, operating both separately and in tandem, the Ninth and Tenth Amendments demand otherwise.
Finally, we turn, as we must, to a brief consideration of the significance of the Seventeenth Amendment. Its ratification marked the triumph of the populist effort to return power to the people and to wrest it from the grip of the states' legislatures. But more important for the issue now before this Court is the historical evidence that rights not expressly mentioned in the Constitution were exercised by many states to control Senators and their service anyway. The simple fact is that the Seventeenth Amendment was adopted in recognition that in many of the states, the people had already created methods to effectively take the power to choose Senators away from their legislatures, and to do so by "instructions," a means that the Framers had considered and explicitly rejected. See David A. Strauss, The Irrelevance of Constitutional Amendments, 114 Harv. L.Rev. 1457, 1496-98 (2001) (tracing history of instructions and of ratification of Seventeenth Amendment); Jay S. Bybee, Ulysses at the Mast: Democracy, Federalism, and the Sirens' Song of the Seventeenth Amendment, 91 Nw. U.L.Rev. 500, 521-24 (1997) (describing history of rejection of instructions).
The suggestion that the people were deprived, through the ratification of the Constitution, of the power to affect election of Senators, is historically inaccurate. Although the compromise achieved through which the Senate would be elected by the several states' legislatures rather than by popular ballot is part of the majority's reasoning as to why they believe that the people were deprived of the right to recall Senators, efforts in the states to effectively bypass the Constitution's scheme for their election surfaced quickly.
Similarly, the right of instruction, which was included in several states' constitutions, see Bybee, supra, 91 Nw. U.L.Rev. at 524, has a long history relevant to our inquiry, see Christopher Terranova, Note: The Constitutional Life of Legislative Instructions in America, 84 N.Y.U. L.Rev. 1331, 1333-39 (2009); Kenneth Bresler, Rediscovering the Right to Instruct Legislators, 26 New Eng. L.Rev. 355, 359-60 (1991). Also with deep historical roots, it was discussed during the Constitutional Convention because the delegates from Delaware were "restrained by their commission" from agreeing to any change in the equal representation of the states. 1 Farrand 37. Following ratification, it was used commonly as a method to control the votes of the individual Senators, some resigning or declining to stand for re-election because their views differed from their instructions. Bybee, supra, at 525-27. More surprising, in spite of the fact that instructions were rejected from inclusion in the Constitution, the practice was used to force the Senate as a whole to bow to the will of the several States that Senate proceedings be open to the public. Id. at 524; 4 Annals of Cong. 33-34 (1794). The practice of instructions died out with the ratification of the Seventeenth Amendment, Bybee, supra, at 527, but it is significant for the current debate to note that its absence from the Constitution was not raised as an impediment to its rather regular use by the States.
There is precious little reason for this Court to wade into the constitutional question it has seen fit to resolve. There is even less reason for this Court to reach the conclusion it has embraced, rejecting as unconstitutional New Jersey's constitutional and statutory recall election mechanism. The notion that the people of the State of New Jersey, having amended their own Constitution to provide for the power of recall and having implemented that power through the enactment of comprehensive legislation, cannot recall one of their representatives because he happens to be a United States Senator is both illogical and offensive. Taken to its logical conclusion, the majority would tell the citizenry of New Jersey that it cannot recall one of its U.S. Senators even if he or she is indicted, convicted and incarcerated but not impeached; in those circumstances, the majority would conclude that the people of New Jersey have no means to avoid being disenfranchised.
When hundreds of thousands of our fellow citizens voted to create a recall mechanism by constitutional amendment, they set a high standard for bringing that machinery to bear. They did so intentionally, to reserve recall for only those infrequent cases in which it is truly warranted. As we have seen, in this circumstance, those who would invoke the remedy of recall
Nothing in the record, nothing in history, and nothing in our common shared experience suggests that recall will so threaten the work of the Senate, or of the federal government, or even the life of the one who now holds that office, that it should be denied. Nothing suggests that the people gave up that right when joining together as a Republic and binding themselves to the Federal Constitution. Indeed, it is only by lifting up a narrow and historically unsupportable view of the federal system that the majority can argue for the result it reaches.
In effect, the majority sees the Senate as an institution immune from criticism, even of the most profound and fundamental kind; it sees not a part of a federal system, but an elitist institution the members of which should not have to be troubled by what the people they represent believe, save for the necessity of having to return and convince the people to vote them back into office every six years.
Today, the Court that in the past has taken stands, time and again, for the rights of the people to have a choice about who shall govern them, see New Jersey Democratic Party, Inc. v. Samson, 175 N.J. 178, 186, 814 A.2d 1028 ("The concept is simple. At its center is the voter, whose fundamental right to exercise the franchise infuses our election statutes with purpose and meaning."), cert. denied, 537 U.S. 1083, 123 S.Ct. 673, 154 L.Ed.2d 582 (2002), condemns those same people to impotence. Today, the Court that just a few short months ago insisted that our local boards and bodies cannot foreclose dissent and debate, see Besler v. Bd. of Educ. of W. Windsor, 201 N.J. 544, 569, 993 A.2d 805 (2010) ("Our free society must give breathing room for an `uninhibited' and `robust' discussion of public issues, even when it `include[s] vehement, caustic, and sometimes unpleasantly sharp attacks on government and public officials.'") (quoting New York Times Co. v. Sullivan, 376 U.S. 254, 270, 84 S.Ct. 710, 721, 11 L.Ed.2d 686, 701 (1964)), does precisely that.
Worse still, the Court takes that step, the step of silencing voices of protest and foreclosing debate, when one of the most important decision-making bodies in the land is its focus. Today is indeed a sad and dark day in the history of this Court. We cannot, and we will not, join in the unconstitutional disenfranchisement of New Jersey's citizens. We, therefore, dissent.
For reversal and vacation—Chief Justice RABNER and Justices LONG, LaVECCHIA, and ALBIN—4.
For affirmance—Justices RIVERASOTO and HOENS—2.
Nonetheless, after arguing to the Appellate Division that the Committee's "ripeness claim [does not] hold any merit," the State reversed its position and is now "mindful that . . . a condition precedent to any recall election — obtaining the signatures of approximately 1.3 million registered voters within 320 days — may never come to pass." The State therefore does "not seek to overturn [the Appellate Division's] exercise of judicial prudence and restraint."
Moreover, the Committee initiated this lawsuit to challenge the Secretary's decision. From the Committee's perspective, at least part of the matter was apparently ripe. Although it is theoretically possible that only some, and not all, issues in a case may be ripe at once, it is difficult here to parse (a) the question whether the Secretary was correct in refusing to accept the notice of intention, from (b) the constitutionality of the UREL, on which she based her decision.
In our view, defendant's own summary of her argument as set forth in the last paragraph of her letter, rather than the majority's representation of her view, is the only fair and faithful expression of defendant's position.
It is ironic that, although over 1.3 million signatures now would be required to seek the recall of Sen. Menendez, he was elected to office in 2006 by less than that number; according to the New Jersey Department of State, the number of registered voters in 2006 was 4,836,401, see http://www.state.nj.us/state/ elections/2006results/06primaryelection/06_primary_regs_ballots-cast-rev..pdf, and Sen. Menendez garnered 1,200,853 votes, see http://www.state.nj.us/stat/elections/2006 results/06generalelection/2006_official-senate_tallies.pdf, or 24.8%—fewer than 25%—of the eligible voters in that election.